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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

81 hedge funds and large institutions have $166M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 32 increasing their positions, 27 reducing their positions, and 10 closing their positions.

Holders
81
Holders Change
+1
Holders Change %
+1.25%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
32
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$31.1M
2
CA
2
Cornerstone Advisors
North Carolina
$8.24M
3
1CP
3
1607 Capital Partners
Virginia
$7.56M
4
Bank of America
4
Bank of America
North Carolina
$14.6M
5
AA
5
AQR Arbitrage
Connecticut
$4.4M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$9.88M
2
DADC
2
D.A. Davidson & Co
Montana
$1.03M
3
UBS Group
3
UBS Group
Switzerland
$10.8M
4
Ameriprise
4
Ameriprise
Minnesota
$1.77M
5
LPL Financial
5
LPL Financial
California
$1.82M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$31.1M 2,217,882 +1,133,208 +104%
Bank of America
2
Bank of America
North Carolina
$14.6M 1,042,207 +153,016 +17%
UBS Group
3
UBS Group
Switzerland
$10.8M 772,792 -42,697 -5%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.88M 706,016 -107,814 -13%
Wells Fargo
5
Wells Fargo
California
$9.14M 653,131 +83,058 +15%
CA
6
Cornerstone Advisors
North Carolina
$8.24M 588,335 +185,347 +46%
Invesco
7
Invesco
Georgia
$7.67M 548,191 -7,617 -1%
1CP
8
1607 Capital Partners
Virginia
$7.56M 539,894 +153,601 +40%
GC
9
Guggenheim Capital
Illinois
$7.53M 537,771 -18,760 -3%
AAM
10
Advisors Asset Management
Colorado
$4.96M 354,587 +22,141 +7%
AA
11
AQR Arbitrage
Connecticut
$4.4M 313,989 +93,400 +42%
WAM
12
Wolverine Asset Management
Illinois
$3.72M 265,423 -3,086 -1%
SFS
13
Shaker Financial Services
Virginia
$3.32M 237,225 +18,328 +8%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$3.1M 221,729 +45,035 +25%
ICM
15
Ionic Capital Management
New York
$2.73M 194,754 +35,706 +22%
Stifel Financial
16
Stifel Financial
Missouri
$2.52M 179,738 +5,873 +3%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.16M 154,359 -21,493 -12%
LPL Financial
18
LPL Financial
California
$1.82M 130,087 -29,870 -19%
LCM
19
Landscape Capital Management
New Jersey
$1.77M 126,519 +88,549 +233%
Ameriprise
20
Ameriprise
Minnesota
$1.77M 126,414 -41,728 -25%
SCM
21
Schnieders Capital Management
California
$1.52M 108,860 +400 +0.4%
Osaic Holdings
22
Osaic Holdings
Arizona
$1.5M 107,348 -19,361 -15%
RJA
23
Raymond James & Associates
Florida
$1.49M 106,607 -28,453 -21%
PAG
24
Private Advisor Group
New Jersey
$1.44M 103,184 -7,488 -7%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.27M 90,420 +1,170 +1%
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