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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

60 hedge funds and large institutions have $109M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 11 reducing their positions, and 8 closing their positions.

Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
27
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$4.77M
2
CIA
2
Capital Investment Advisors
Georgia
$3.38M
3
Wells Fargo
3
Wells Fargo
California
$9.89M
4
IFWM
4
Institute for Wealth Management
Colorado
$956K
5
CRC
5
Curi RMB Capital
Illinois
$926K

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$5.15M
2
KIM
2
Karpus Investment Management
New York
$0
3
LPL Financial
3
LPL Financial
California
$281K
4
AAM
4
Advisors Asset Management
Colorado
$5.23M
5
FAM
5
Formidable Asset Management
Ohio
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$13.1M 792,702 +5,322 +0.7%
Wells Fargo
2
Wells Fargo
California
$9.89M 598,422 +68,837 +13%
Invesco
3
Invesco
Georgia
$8.88M 537,796 +18,252 +4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$5.53M 334,979 +34,352 +11%
AAM
5
Advisors Asset Management
Colorado
$5.23M 316,829 -117,866 -27%
PPA
6
Parametric Portfolio Associates
Washington
$5.15M 311,599 -615,282 -66%
OA
7
Oxbow Advisors
Texas
$4.77M 288,800 +76,675 +36%
GC
8
Guggenheim Capital
Illinois
$4.62M 279,595 +33,763 +14%
Morgan Stanley
9
Morgan Stanley
New York
$4.54M 274,529 +27,465 +11%
Bank of America
10
Bank of America
North Carolina
$4.54M 274,473 +1,235 +0.5%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$4.16M 251,878 +888 +0.4%
RJA
12
Raymond James & Associates
Florida
$3.99M 241,346 +55,627 +30%
CIA
13
Capital Investment Advisors
Georgia
$3.38M 204,613 +74,138 +57%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$3.37M 203,546 – –
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$3.02M 182,773 -19,628 -10%
1CP
16
1607 Capital Partners
Virginia
$2.62M 158,408 – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.51M 151,826 +4,880 +3%
Ameriprise
18
Ameriprise
Minnesota
$2.41M 145,760 -15,948 -10%
PAG
19
Private Advisor Group
New Jersey
$1.72M 104,102 -1,091 -1%
ACP
20
Aviance Capital Partners
Florida
$1.71M 103,488 +925 +0.9%
Cohen & Steers
21
Cohen & Steers
New York
$1.65M 100,040 – –
FSA
22
Financial Sense Advisors
California
$1.55M 93,888 +10,717 +13%
Bank of Nova Scotia
23
Bank of Nova Scotia
Ontario, Canada
$1.1M 66,483 +9,011 +16%
IFWM
24
Institute for Wealth Management
Colorado
$956K 57,882 +57,882 New
CRC
25
Curi RMB Capital
Illinois
$926K 56,080 +56,080 New
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