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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 4 closing their positions.

Holders
80
Holders Change
+3
Holders Change %
+3.9%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
34
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$13.6M
2
Bank of America
2
Bank of America
North Carolina
$5.85M
3
IWC
3
Integrated Wealth Concepts
Massachusetts
$1.45M
4
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$10.5M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$11.1M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$4.32M
2
1CP
2
1607 Capital Partners
Virginia
$1.8M
3
Stifel Financial
3
Stifel Financial
Missouri
$2.68M
4
Invesco
4
Invesco
Georgia
$6.93M
5
AWS
5
Atria Wealth Solutions
New York
$183K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.6M 888,763 +210,619 +31%
UBS Group
2
UBS Group
Switzerland
$11.6M 756,585 +37,806 +5%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.1M 726,185 +41,295 +6%
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$10.5M 689,409 +43,374 +7%
GC
5
Guggenheim Capital
Illinois
$10.5M 687,894 -4,204 -0.6%
Wells Fargo
6
Wells Fargo
California
$8.13M 532,020 +21,021 +4%
Invesco
7
Invesco
Georgia
$6.93M 453,254 -75,264 -14%
Bank of America
8
Bank of America
North Carolina
$5.85M 382,833 +127,263 +50%
AAM
9
Advisors Asset Management
Colorado
$5.65M 369,806 +27,316 +8%
SFS
10
Shaker Financial Services
Virginia
$4.32M 282,988 -203,176 -42%
RJA
11
Raymond James & Associates
Florida
$3.23M 211,235 -31,540 -13%
Stifel Financial
12
Stifel Financial
Missouri
$2.68M 175,676 -106,955 -38%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.18M 142,426 +8,266 +6%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.83M 119,299 +28,212 +31%
Ameriprise
15
Ameriprise
Minnesota
$1.81M 118,759 +18,805 +19%
1CP
16
1607 Capital Partners
Virginia
$1.8M 118,023 -131,335 -53%
SCM
17
Schnieders Capital Management
California
$1.76M 115,180 +900 +0.8%
PAG
18
Private Advisor Group
New Jersey
$1.56M 101,753 +9,984 +11%
DADC
19
D.A. Davidson & Co
Montana
$1.51M 98,824 +11,822 +14%
IWC
20
Integrated Wealth Concepts
Massachusetts
$1.45M 94,942 +94,942 New
LPL Financial
21
LPL Financial
California
$1.39M 90,672 +14,205 +19%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.37M 89,439 +1,306 +1%
PAS
23
Park Avenue Securities
New York
$1.29M 84,387 -494 -0.6%
FAM
24
Formidable Asset Management
Ohio
$1.25M 81,964 -285 -0.3%
SDAM
25
Shulman DeMeo Asset Management
New York
$956K 62,562 -504 -0.8%
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