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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

69 hedge funds and large institutions have $124M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
69
Holders Change
+1
Holders Change %
+1.47%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$19.3M
2
OA
2
Oxbow Advisors
Texas
$7.44M
3
Morgan Stanley
3
Morgan Stanley
New York
$11.9M
4
PAG
4
Private Advisor Group
New Jersey
$2.11M
5
AAM
5
Advisors Asset Management
Colorado
$9.21M

Top Sellers

1
Invesco
1
Invesco
Georgia
$9.89M
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$604K
3
RJA
3
Raymond James & Associates
Florida
$6.15M
4
Wells Fargo
4
Wells Fargo
California
$12M
5
CA
5
Calton & Associates
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$19.3M 974,142 +162,589 +20%
Wells Fargo
2
Wells Fargo
California
$12M 604,981 -16,746 -3%
Morgan Stanley
3
Morgan Stanley
New York
$11.9M 600,793 +83,628 +16%
Invesco
4
Invesco
Georgia
$9.89M 499,706 -55,090 -10%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.79M 494,834 +24,673 +5%
AAM
6
Advisors Asset Management
Colorado
$9.21M 465,416 +38,790 +9%
OA
7
Oxbow Advisors
Texas
$7.44M 375,995 +103,390 +38%
RJA
8
Raymond James & Associates
Florida
$6.15M 310,568 -24,329 -7%
Bank of America
9
Bank of America
North Carolina
$6.12M 309,314 +13,003 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.63M 233,833 +35,372 +18%
GC
11
Guggenheim Capital
Illinois
$2.52M 127,141 -3,390 -3%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$2.43M 122,664 -11,000 -8%
PAG
13
Private Advisor Group
New Jersey
$2.11M 106,819 +64,637 +153%
ACP
14
Aviance Capital Partners
Florida
$1.83M 92,312 +520 +0.6%
FAM
15
Formidable Asset Management
Ohio
$1.64M 82,271 – –
SCM
16
Schnieders Capital Management
California
$1.36M 68,481 +5,800 +9%
LPL Financial
17
LPL Financial
California
$1.34M 67,508 +13,513 +25%
CWM
18
Cornerstone Wealth Management
Missouri
$1.19M 20,325 -1,940 -9%
DADC
19
D.A. Davidson & Co
Montana
$974K 49,204 +2,777 +6%
IFWM
20
Institute for Wealth Management
Colorado
$940K 48,543 -8,784 -15%
Ameriprise
21
Ameriprise
Minnesota
$910K 45,997 -9,510 -17%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$895K 45,227 -1,267 -3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$843K 42,627 -1,863 -4%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$769K 38,880 -12,500 -24%
BCA
25
Benchmark Capital Advisors
New York
$736K 37,206 -800 -2%
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