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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

79 hedge funds and large institutions have $117M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 25 increasing their positions, 20 reducing their positions, and 12 closing their positions.

Holders
79
Holders Change
-5
Holders Change %
-5.95%
% of All Funds
1.71%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
25
Reduced
20
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$17.9M
2
Wells Fargo
2
Wells Fargo
California
$11.8M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.13M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$734K
5
AAM
5
Advisors Asset Management
Colorado
$9.08M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
RJA
2
Raymond James & Associates
Florida
$3.83M
3
SFS
3
Shaker Financial Services
Virginia
$185K
4
1CP
4
1607 Capital Partners
Virginia
$0
5
Invesco
5
Invesco
Georgia
$7.93M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$17.9M 991,836 +81,414 +9%
Morgan Stanley
2
Morgan Stanley
New York
$12.7M 703,627 +15,750 +2%
Wells Fargo
3
Wells Fargo
California
$11.8M 656,614 +47,716 +8%
AAM
4
Advisors Asset Management
Colorado
$9.08M 504,249 +31,496 +7%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.69M 482,491 +14,346 +3%
Invesco
6
Invesco
Georgia
$7.93M 440,781 -35,976 -8%
Bank of America
7
Bank of America
North Carolina
$6.53M 362,487 +16,048 +5%
OA
8
Oxbow Advisors
Texas
$6.41M 355,900 -10,080 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$5.13M 285,172 +42,246 +17%
RJA
10
Raymond James & Associates
Florida
$3.83M 212,870 -69,875 -25%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.83M 101,363 +155 +0.2%
LPL Financial
12
LPL Financial
California
$1.81M 100,307 +26,220 +35%
PAG
13
Private Advisor Group
New Jersey
$1.8M 100,021 -9,739 -9%
ACP
14
Aviance Capital Partners
Florida
$1.53M 84,803 -4,681 -5%
SDAM
15
Shulman DeMeo Asset Management
New York
$1.47M 81,733 -2,127 -3%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.46M 81,221 -21,643 -21%
SCM
17
Schnieders Capital Management
California
$1.4M 77,756 +7,150 +10%
DADC
18
D.A. Davidson & Co
Montana
$1.29M 71,617 +3,400 +5%
GC
19
Guggenheim Capital
Illinois
$1.01M 56,125 -861 -2%
Ameriprise
20
Ameriprise
Minnesota
$946K 52,571 +12,972 +33%
9WM
21
9258 Wealth Management
Ohio
$878K 48,754 -391 -0.8%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$877K 48,695 +347 +0.7%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$792K 44,033 +1,029 +2%
IFWM
24
Institute for Wealth Management
Colorado
$779K 43,292 -4 -0%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$734K 40,784 +40,784 New
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