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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

62 hedge funds and large institutions have $94.4M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 26 reducing their positions, and 5 closing their positions.

Holders
62
Holders Change
+6
Holders Change %
+10.71%
% of All Funds
1.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
14
Reduced
26
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$13.6M
2
KIM
2
Karpus Investment Management
New York
$6.91M
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$1.59M
4
BBPWM
4
Blue Bell Private Wealth Management
Pennsylvania
$1.5M
5
AAM
5
Advisors Asset Management
Colorado
$6.29M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$12.4M
2
WAM
2
Wolverine Asset Management
Illinois
$2.23M
3
Invesco
3
Invesco
Georgia
$7.31M
4
GC
4
Guggenheim Capital
Illinois
$3.97M
5
C
5
CFO4Life
Texas
$405K
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$13.6M 1,007,562 +406,355 +68%
Wells Fargo
2
Wells Fargo
California
$12.4M 917,233 -380,438 -29%
Invesco
3
Invesco
Georgia
$7.31M 542,190 -36,402 -6%
KIM
4
Karpus Investment Management
New York
$6.91M 512,262 +278,752 +119%
AAM
5
Advisors Asset Management
Colorado
$6.29M 466,931 +60,573 +15%
UBS Group
6
UBS Group
Switzerland
$4.1M 304,051 -2,996 -1%
GC
7
Guggenheim Capital
Illinois
$3.97M 294,579 -24,619 -8%
Morgan Stanley
8
Morgan Stanley
New York
$3.8M 281,761 -9,290 -3%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$3.44M 254,468 -9,332 -4%
Bank of America
10
Bank of America
North Carolina
$3.39M 251,357 -12,377 -5%
RJA
11
Raymond James & Associates
Florida
$3.07M 227,994 -1,471 -0.6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.85M 211,314 -22,422 -10%
LPL Financial
13
LPL Financial
California
$2.3M 167,286 +2,190 +1%
WAM
14
Wolverine Asset Management
Illinois
$2.23M 165,527 -49,885 -23%
Bank of Nova Scotia
15
Bank of Nova Scotia
Ontario, Canada
$1.59M 117,799 +117,799 New
FAM
16
Formidable Asset Management
Ohio
$1.57M 116,388 +204 +0.2%
PAG
17
Private Advisor Group
New Jersey
$1.51M 111,622 -12,773 -10%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$1.5M 110,992 +89,103 +407%
ACP
19
Aviance Capital Partners
Florida
$1.49M 110,452 -4,024 -4%
Cohen & Steers
20
Cohen & Steers
New York
$922K 68,365 – –
CWM
21
Concert Wealth Management
California
$825K 61,163 +430 +0.7%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$736K 54,591 +54,591 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$664K 49,211 +1,265 +3%
FSA
24
Financial Sense Advisors
California
$555K 41,169 -11,232 -21%
BCA
25
Benchmark Capital Advisors
New York
$537K 39,840 +2,000 +5%
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