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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

77 hedge funds and large institutions have $139M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 27 increasing their positions, 19 reducing their positions, and 10 closing their positions.

Holders
77
Holders Change
-2
Holders Change %
-2.53%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
11
Increased
27
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.6M
2
SFS
2
Shaker Financial Services
Virginia
$7.42M
3
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$11.1M
4
AAM
4
Advisors Asset Management
Colorado
$5.99M
5
GC
5
Guggenheim Capital
Illinois
$12M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$12.5M
3
Wells Fargo
3
Wells Fargo
California
$8.08M
4
FAM
4
Formidable Asset Management
Ohio
$0
5
ACP
5
Aviance Capital Partners
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$12.6M 711,745 -7,188 -1%
Morgan Stanley
2
Morgan Stanley
New York
$12.5M 702,523 -175,296 -20%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$12.3M 693,402 +13,938 +2%
GC
4
Guggenheim Capital
Illinois
$12M 672,993 +66,148 +11%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$11.1M 622,500 +77,450 +14%
Invesco
6
Invesco
Georgia
$9.93M 558,844 -31,023 -5%
Wells Fargo
7
Wells Fargo
California
$8.08M 454,771 -118,559 -21%
SFS
8
Shaker Financial Services
Virginia
$7.42M 417,799 +133,690 +47%
AAM
9
Advisors Asset Management
Colorado
$5.99M 336,911 +71,955 +27%
Stifel Financial
10
Stifel Financial
Missouri
$5.3M 298,374 +10,468 +4%
1CP
11
1607 Capital Partners
Virginia
$4.92M 276,835 -21,775 -7%
RJA
12
Raymond James & Associates
Florida
$4.6M 258,943 +161,601 +166%
Bank of America
13
Bank of America
North Carolina
$4.31M 242,764 -27,230 -10%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.19M 123,051 -58,392 -32%
SCM
15
Schnieders Capital Management
California
$1.94M 108,880 +7,650 +8%
Ameriprise
16
Ameriprise
Minnesota
$1.63M 91,734 -4,975 -5%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.61M 90,733 -2,510 -3%
PAG
18
Private Advisor Group
New Jersey
$1.58M 88,939 +740 +0.8%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.48M 82,995 +6,558 +9%
DADC
20
D.A. Davidson & Co
Montana
$1.46M 82,240 – –
PAS
21
Park Avenue Securities
New York
$1.4M 78,934 +6,894 +10%
LPL Financial
22
LPL Financial
California
$1.36M 76,230 +16,372 +27%
SDAM
23
Shulman DeMeo Asset Management
New York
$1.13M 63,797 +63,797 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$921K 51,839 +2,036 +4%
RJT
25
Raymond James Trust
Florida
$782K 44,000 -1,685 -4%
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