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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

60 hedge funds and large institutions have $109M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 26 increasing their positions, 17 reducing their positions, and 9 closing their positions.

Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
26
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$11M
2
LPL Financial
2
LPL Financial
California
$5.55M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$2.31M
4
AAM
4
Advisors Asset Management
Colorado
$7.97M
5
RCM
5
Robinson Capital Management
Michigan
$827K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
GC
2
Guggenheim Capital
Illinois
$3.7M
3
Morgan Stanley
3
Morgan Stanley
New York
$3.55M
4
Invesco
4
Invesco
Georgia
$7.31M
5
DA
5
Doliver Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$14.5M 1,007,762 +200 +0%
Wells Fargo
2
Wells Fargo
California
$13.3M 923,833 +6,600 +0.7%
KIM
3
Karpus Investment Management
New York
$11M 767,146 +254,884 +50%
AAM
4
Advisors Asset Management
Colorado
$7.97M 555,122 +88,191 +19%
Invesco
5
Invesco
Georgia
$7.31M 508,942 -33,248 -6%
LPL Financial
6
LPL Financial
California
$5.55M 395,748 +228,462 +137%
UBS Group
7
UBS Group
Switzerland
$5.09M 354,640 +50,589 +17%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$3.76M 259,544 +5,076 +2%
Bank of America
9
Bank of America
North Carolina
$3.7M 257,959 +6,602 +3%
GC
10
Guggenheim Capital
Illinois
$3.7M 257,636 -36,943 -13%
Morgan Stanley
11
Morgan Stanley
New York
$3.55M 247,318 -34,443 -12%
RJA
12
Raymond James & Associates
Florida
$3.31M 230,309 +2,315 +1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.86M 199,216 -12,098 -6%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.31M 160,804 +106,213 +195%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$2.28M 158,696 +47,704 +43%
PAG
16
Private Advisor Group
New Jersey
$1.75M 121,877 +10,255 +9%
ACP
17
Aviance Capital Partners
Florida
$1.69M 117,633 +7,181 +7%
Bank of Nova Scotia
18
Bank of Nova Scotia
Ontario, Canada
$1.65M 114,552 -3,247 -3%
FAM
19
Formidable Asset Management
Ohio
$1.52M 109,246 -7,142 -6%
CWM
20
Concert Wealth Management
California
$875K 61,163 – –
Cohen & Steers
21
Cohen & Steers
New York
$851K 59,237 -9,128 -13%
RCM
22
Robinson Capital Management
Michigan
$827K 57,607 +57,607 New
FSA
23
Financial Sense Advisors
California
$809K 56,304 +15,135 +37%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$727K 50,703 +1,492 +3%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$577K 40,171 +3,774 +10%
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