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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

94 hedge funds and large institutions have $143M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 10 closing their positions.

Holders
94
Holders Change
+3
Holders Change %
+3.3%
% of All Funds
1.66%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
29
Reduced
30
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$14.9M
3
Bank of America
3
Bank of America
North Carolina
$5.59M
4
CA
4
Cornerstone Advisors
North Carolina
$1.46M
5
ICM
5
Ionic Capital Management
New York
$4.82M

Top Sellers

1
LCM
1
Landscape Capital Management
New Jersey
$763K
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$0
3
AA
3
AQR Arbitrage
Connecticut
$846K
4
UBS Group
4
UBS Group
Switzerland
$10.7M
5
WAM
5
Wolverine Asset Management
Illinois
$263K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.9M 919,668 +116,643 +15%
UBS Group
2
UBS Group
Switzerland
$10.7M 655,462 -29,913 -4%
RCM
3
Rivernorth Capital Management
Florida
$10.2M 627,587 +193,712 +45%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$10.1M 620,361 +14,947 +2%
Wells Fargo
5
Wells Fargo
California
$8.14M 500,754 +44,051 +10%
Invesco
6
Invesco
Georgia
$7.99M 491,360 +7,740 +2%
OA
7
Oxbow Advisors
Texas
$6.46M 397,455 -4,870 -1%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$6.38M 392,605 +34,134 +10%
GC
9
Guggenheim Capital
Illinois
$5.85M 359,689 +45,494 +14%
Bank of America
10
Bank of America
North Carolina
$5.59M 343,803 +107,646 +46%
1CP
11
1607 Capital Partners
Virginia
$5.53M 340,385 +7,126 +2%
ICM
12
Ionic Capital Management
New York
$4.82M 296,551 +70,900 +31%
Stifel Financial
13
Stifel Financial
Missouri
$4.58M 281,816 +5,359 +2%
SFS
14
Shaker Financial Services
Virginia
$4.43M 272,586 -2,943 -1%
AAM
15
Advisors Asset Management
Colorado
$3.87M 238,139 -6,909 -3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.45M 150,739 +3,395 +2%
RJA
17
Raymond James & Associates
Florida
$2.44M 150,242 -18,172 -11%
SCM
18
Schnieders Capital Management
California
$1.54M 94,980 +6,550 +7%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.53M 94,070 -1,539 -2%
FAM
20
Formidable Asset Management
Ohio
$1.5M 92,293 -1,277 -1%
CA
21
Cornerstone Advisors
North Carolina
$1.46M 89,757 +89,757 New
PAG
22
Private Advisor Group
New Jersey
$1.37M 84,298 -2,670 -3%
Ameriprise
23
Ameriprise
Minnesota
$1.25M 78,101 +21,807 +39%
ACP
24
Aviance Capital Partners
Florida
$1.15M 70,797 -7,041 -9%
SDAM
25
Shulman DeMeo Asset Management
New York
$1.11M 68,020 -6,155 -8%
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