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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

90 hedge funds and large institutions have $175M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 26 increasing their positions, 36 reducing their positions, and 7 closing their positions.

Holders
90
Holders Change
+5
Holders Change %
+5.88%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
26
Reduced
36
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Raymond James Financial
1
Raymond James Financial
Florida
$11.2M
2
CIA
2
Capital Investment Advisors
Georgia
$5.76M
3
Morgan Stanley
3
Morgan Stanley
New York
$28.4M
4
IAA
4
Independent Advisor Alliance
North Carolina
$2.06M
5
Bank of America
5
Bank of America
North Carolina
$18.5M

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$8.92M
2
WAM
2
Wolverine Asset Management
Illinois
$2.34M
3
1CP
3
1607 Capital Partners
Virginia
$4.36M
4
SFS
4
Shaker Financial Services
Virginia
$1.45M
5
LCM
5
Landscape Capital Management
New Jersey
$534K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$28.4M 1,883,369 +248,939 +15%
Bank of America
2
Bank of America
North Carolina
$18.5M 1,229,212 +73,424 +6%
Wells Fargo
3
Wells Fargo
California
$11.4M 755,362 +34,811 +5%
Raymond James Financial
4
Raymond James Financial
Florida
$11.2M 745,243 +745,243 New
UBS Group
5
UBS Group
Switzerland
$11.1M 736,685 -32,028 -4%
GC
6
Guggenheim Capital
Illinois
$9.54M 633,763 +30,804 +5%
CA
7
Cornerstone Advisors
North Carolina
$8.92M 592,100 -219,426 -27%
Invesco
8
Invesco
Georgia
$8.73M 579,421 -17,270 -3%
AA
9
AQR Arbitrage
Connecticut
$6.55M 434,950 -47,719 -10%
CIA
10
Capital Investment Advisors
Georgia
$5.76M 382,739 +360,282 +1,604%
SCM
11
Saba Capital Management
New York
$4.38M 291,102 -600 -0.2%
1CP
12
1607 Capital Partners
Virginia
$4.36M 289,771 -120,691 -29%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$4.21M 279,234 +11,148 +4%
AAM
14
Advisors Asset Management
Colorado
$3.48M 230,968 -9,750 -4%
WAM
15
Wolverine Asset Management
Illinois
$2.34M 155,325 -140,178 -47%
IAA
16
Independent Advisor Alliance
North Carolina
$2.06M 136,817 +136,817 New
LPL Financial
17
LPL Financial
California
$1.89M 125,559 -454 -0.4%
MML Investors Services
18
MML Investors Services
Massachusetts
$1.79M 118,872 -1,472 -1%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.77M 117,807 -5,168 -4%
SFS
20
Shaker Financial Services
Virginia
$1.45M 96,529 -115,504 -54%
PAS
21
Park Avenue Securities
New York
$1.38M 91,777 +4,493 +5%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.33M 88,125 -1,150 -1%
PAG
23
Private Advisor Group
New Jersey
$1.29M 85,412 -3,405 -4%
Ameriprise
24
Ameriprise
Minnesota
$1.17M 77,496 +20,537 +36%
Osaic Holdings
25
Osaic Holdings
Arizona
$1.15M 76,635 +32,753 +75%
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