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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

51 hedge funds and large institutions have $74.4M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2014 Q4 according to their latest regulatory filings, with 51 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
51
Holders Change
+51
Holders Change %
–
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
51
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$16M
2
Invesco
2
Invesco
Georgia
$7.54M
3
GC
3
Guggenheim Capital
Illinois
$5.79M
4
Bank of America
4
Bank of America
North Carolina
$4.9M
5
AAM
5
Advisors Asset Management
Colorado
$4.38M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$16M 1,036,388 +1,036,388 New
Invesco
2
Invesco
Georgia
$7.54M 488,814 +488,814 New
GC
3
Guggenheim Capital
Illinois
$5.79M 375,180 +375,180 New
Bank of America
4
Bank of America
North Carolina
$4.9M 317,806 +317,806 New
AAM
5
Advisors Asset Management
Colorado
$4.38M 283,954 +283,954 New
Morgan Stanley
6
Morgan Stanley
New York
$4.32M 279,890 +279,890 New
UBS Group
7
UBS Group
Switzerland
$4.26M 275,896 +275,896 New
RJA
8
Raymond James & Associates
Florida
$3M 194,667 +194,667 New
LPL Financial
9
LPL Financial
California
$2.87M 185,985 +185,985 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.74M 177,454 +177,454 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$2.47M 159,979 +159,979 New
PAG
12
Private Advisor Group
New Jersey
$2.07M 134,316 +134,316 New
FAM
13
Formidable Asset Management
Ohio
$1.82M 118,148 +118,148 New
ACP
14
Aviance Capital Partners
Florida
$1.77M 114,787 +114,787 New
Cohen & Steers
15
Cohen & Steers
New York
$1.18M 76,784 +76,784 New
DA
16
Doliver Advisors
Texas
$1.08M 69,857 +69,857 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$966K 62,649 +62,649 New
C
18
CFO4Life
Texas
$899K 58,303 +58,303 New
FSA
19
Financial Sense Advisors
California
$808K 52,401 +52,401 New
SCM
20
Schnieders Capital Management
California
$650K 42,135 +42,135 New
BCA
21
Benchmark Capital Advisors
New York
$626K 40,604 +40,604 New
ICAS
22
Investors Capital Advisory Services
Massachusetts
$552K 35,856 +35,856 New
VKH
23
Virtu KCG Holdings
New York
$432K 27,988 +27,988 New
JPMPWA
24
J.P. Morgan Private Wealth Advisors
California
$415K 26,898 +26,898 New
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$376K 24,361 +24,361 New
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