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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

59 hedge funds and large institutions have $113M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 2 closing their positions.

Holders
59
Holders Change
+8
Holders Change %
+15.69%
% of All Funds
1.48%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
10
Increased
20
Reduced
22
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$5.87M
2
UBS Group
2
UBS Group
Switzerland
$11.1M
3
OA
3
Oxbow Advisors
Texas
$2.67M
4
Citigroup
4
Citigroup
New York
$1.09M
5
Ameriprise
5
Ameriprise
Minnesota
$1.9M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$5.6M
2
Wells Fargo
2
Wells Fargo
California
$6.78M
3
KIM
3
Karpus Investment Management
New York
$8.08M
4
CWM
4
Concert Wealth Management
California
$0
5
GC
5
Guggenheim Capital
Illinois
$3.52M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$13.9M 926,881 – –
UBS Group
2
UBS Group
Switzerland
$11.1M 741,847 +179,322 +32%
KIM
3
Karpus Investment Management
New York
$8.08M 538,637 -112,995 -17%
Invesco
4
Invesco
Georgia
$7.62M 508,154 -51,538 -9%
Wells Fargo
5
Wells Fargo
California
$6.78M 452,043 -169,092 -27%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$5.87M 403,546 +203,546 +102%
AAM
7
Advisors Asset Management
Colorado
$5.6M 373,092 -175,725 -32%
Bank of America
8
Bank of America
North Carolina
$4.07M 271,493 +23,631 +10%
LPL Financial
9
LPL Financial
California
$3.78M 250,699 +20,425 +9%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$3.75M 249,786 +4,475 +2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.55M 236,820 +44,004 +23%
GC
12
Guggenheim Capital
Illinois
$3.52M 234,359 -61,569 -21%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$3.37M 224,567 +25,078 +13%
Morgan Stanley
14
Morgan Stanley
New York
$3.12M 207,967 +13,859 +7%
RJA
15
Raymond James & Associates
Florida
$2.84M 189,145 -17,720 -9%
OA
16
Oxbow Advisors
Texas
$2.67M 177,850 +177,850 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.14M 142,344 -16,019 -10%
1CP
18
1607 Capital Partners
Virginia
$2.12M 141,018 +31,180 +28%
Ameriprise
19
Ameriprise
Minnesota
$1.9M 120,816 +42,278 +54%
PAG
20
Private Advisor Group
New Jersey
$1.64M 106,787 +944 +0.9%
CIA
21
Capital Investment Advisors
Georgia
$1.63M 108,350 +6,570 +6%
ACP
22
Aviance Capital Partners
Florida
$1.61M 107,569 +8,067 +8%
Cohen & Steers
23
Cohen & Steers
New York
$1.58M 105,445 -5,740 -5%
FAM
24
Formidable Asset Management
Ohio
$1.52M 101,275 -1,221 -1%
Citigroup
25
Citigroup
New York
$1.09M 72,589 +69,139 +2,004%
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