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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

82 hedge funds and large institutions have $131M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 27 increasing their positions, 25 reducing their positions, and 14 closing their positions.

Holders
82
Holders Change
-1
Holders Change %
-1.2%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
13
Increased
27
Reduced
25
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$10M
2
CA
2
Cornerstone Advisors
North Carolina
$2.75M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$2.64M
4
SFS
4
Shaker Financial Services
Virginia
$6.17M
5
WAM
5
Wolverine Asset Management
Illinois
$3.33M

Top Sellers

1
MML Investors Services
1
MML Investors Services
Massachusetts
$2.02M
2
Cetera Investment Advisers
2
Cetera Investment Advisers
Illinois
$0
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$13.1M
5
Wells Fargo
5
Wells Fargo
California
$8.94M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.1M 931,841 -56,327 -6%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11.3M 802,484 +13,912 +2%
UBS Group
3
UBS Group
Switzerland
$11.3M 798,147 +22,752 +3%
Bank of America
4
Bank of America
North Carolina
$10M 709,958 +231,967 +49%
Wells Fargo
5
Wells Fargo
California
$8.94M 633,777 -30,794 -5%
Invesco
6
Invesco
Georgia
$8.01M 567,859 +83,910 +17%
GC
7
Guggenheim Capital
Illinois
$7.77M 550,708 +8,689 +2%
SFS
8
Shaker Financial Services
Virginia
$6.17M 429,758 +167,133 +64%
AAM
9
Advisors Asset Management
Colorado
$5.48M 388,371 +5,986 +2%
WAM
10
Wolverine Asset Management
Illinois
$3.33M 235,966 +141,789 +151%
CA
11
Cornerstone Advisors
North Carolina
$2.75M 194,870 +194,870 New
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$2.64M 187,047 +187,047 New
Stifel Financial
13
Stifel Financial
Missouri
$2.52M 178,518 -1,548 -0.9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.39M 169,467 +16,237 +11%
RJA
15
Raymond James & Associates
Florida
$2.24M 158,852 -12,935 -8%
Ameriprise
16
Ameriprise
Minnesota
$2.21M 156,043 -19,722 -11%
LPL Financial
17
LPL Financial
California
$2.16M 152,960 +2,368 +2%
MML Investors Services
18
MML Investors Services
Massachusetts
$2.02M 143,359 -392,765 -73%
SCM
19
Schnieders Capital Management
California
$1.81M 127,985 +2,600 +2%
DADC
20
D.A. Davidson & Co
Montana
$1.68M 118,901 +7,271 +7%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.66M 117,964 +5,513 +5%
PAG
22
Private Advisor Group
New Jersey
$1.55M 109,804 +2,014 +2%
IWC
23
Integrated Wealth Concepts
Massachusetts
$1.37M 97,400 -4,252 -4%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.25M 88,888 +75,860 +582%
PAS
25
Park Avenue Securities
New York
$1.14M 80,979 +80,979 New
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