DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

59 hedge funds and large institutions have $108M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
59
Holders Change
-1
Holders Change %
-1.67%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
5
Increased
24
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$5.96M
2
FAM
2
Formidable Asset Management
Ohio
$1.44M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.89M
4
Bank of America
4
Bank of America
North Carolina
$5.12M
5
RJA
5
Raymond James & Associates
Florida
$4.48M

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$0
2
CIA
2
Capital Investment Advisors
Georgia
$0
3
Cohen & Steers
3
Cohen & Steers
New York
$267K
4
CRC
4
Curi RMB Capital
Illinois
$0
5
UBS Group
5
UBS Group
Switzerland
$12.6M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$12.6M 745,410 -47,292 -6%
Wells Fargo
2
Wells Fargo
California
$10.1M 597,122 -1,300 -0.2%
Invesco
3
Invesco
Georgia
$8.72M 514,107 -23,689 -4%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$5.96M 351,491 +16,512 +5%
SFS
5
Shaker Financial Services
Virginia
$5.96M 351,357 +351,357 New
Morgan Stanley
6
Morgan Stanley
New York
$5.89M 347,382 +72,853 +27%
Bank of America
7
Bank of America
North Carolina
$5.12M 301,980 +27,507 +10%
OA
8
Oxbow Advisors
Texas
$4.79M 282,255 -6,545 -2%
GC
9
Guggenheim Capital
Illinois
$4.68M 275,896 -3,699 -1%
AAM
10
Advisors Asset Management
Colorado
$4.65M 274,159 -42,670 -13%
RJA
11
Raymond James & Associates
Florida
$4.48M 264,323 +22,977 +10%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$4.27M 251,989 +111 +0%
1832 Asset Management
13
1832 Asset Management
Ontario, Canada
$3.35M 203,546 – –
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$2.94M 173,379 -9,394 -5%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.65M 156,037 +4,211 +3%
1CP
16
1607 Capital Partners
Virginia
$2.49M 146,758 -11,650 -7%
Ameriprise
17
Ameriprise
Minnesota
$2.08M 122,667 -23,093 -16%
PAG
18
Private Advisor Group
New Jersey
$1.81M 105,960 +1,858 +2%
FSA
19
Financial Sense Advisors
California
$1.71M 100,980 +7,092 +8%
ACP
20
Aviance Capital Partners
Florida
$1.67M 98,326 -5,162 -5%
FAM
21
Formidable Asset Management
Ohio
$1.44M 85,075 +85,075 New
Bank of Nova Scotia
22
Bank of Nova Scotia
Ontario, Canada
$1.37M 80,612 +14,129 +21%
IFWM
23
Institute for Wealth Management
Colorado
$981K 57,815 -67 -0.1%
SCM
24
Schnieders Capital Management
California
$755K 44,516 +5,396 +14%
BCA
25
Benchmark Capital Advisors
New York
$707K 41,693 -1,000 -2%
1
2 3