DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

85 hedge funds and large institutions have $159M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 6 closing their positions.

Holders
85
Holders Change
+2
Holders Change %
+2.41%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
31
Reduced
31
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$1.38M
2
Bank of America
2
Bank of America
North Carolina
$15.8M
3
WAM
3
Wolverine Asset Management
Illinois
$4.17M
4
AA
4
AQR Arbitrage
Connecticut
$6.5M
5
GC
5
Guggenheim Capital
Illinois
$8.42M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$917K
2
1CP
2
1607 Capital Partners
Virginia
$7.6M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$600K
4
SCM
4
Schnieders Capital Management
California
$533K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.31M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.6M 1,400,368 +26,974 +2%
Bank of America
2
Bank of America
North Carolina
$15.8M 1,124,930 +71,605 +7%
Wells Fargo
3
Wells Fargo
California
$12.9M 920,159 +10,266 +1%
UBS Group
4
UBS Group
Switzerland
$11.1M 794,506 +9,325 +1%
CA
5
Cornerstone Advisors
North Carolina
$9.8M 699,426 – –
RJFSA
6
Raymond James Financial Services Advisors
Florida
$9.31M 664,582 -44,706 -6%
GC
7
Guggenheim Capital
Illinois
$8.42M 601,217 +51,955 +9%
Invesco
8
Invesco
Georgia
$8.09M 577,166 +13,263 +2%
1CP
9
1607 Capital Partners
Virginia
$7.6M 542,253 -71,110 -12%
AA
10
AQR Arbitrage
Connecticut
$6.5M 464,760 +60,995 +15%
AAM
11
Advisors Asset Management
Colorado
$4.56M 325,185 -6,264 -2%
WAM
12
Wolverine Asset Management
Illinois
$4.17M 297,307 +69,092 +30%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$3.55M 253,231 +16,941 +7%
SFS
14
Shaker Financial Services
Virginia
$3.12M 218,389 +27,140 +14%
LPL Financial
15
LPL Financial
California
$1.93M 137,410 +28,746 +26%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.85M 131,872 -10,060 -7%
ICM
17
Ionic Capital Management
New York
$1.7M 121,561 – –
MML Investors Services
18
MML Investors Services
Massachusetts
$1.54M 109,810 +4,449 +4%
LCM
19
Landscape Capital Management
New Jersey
$1.43M 102,082 -17,893 -15%
SCM
20
Saba Capital Management
New York
$1.38M 98,516 +98,516 New
PAG
21
Private Advisor Group
New Jersey
$1.38M 98,184 -5,258 -5%
RJA
22
Raymond James & Associates
Florida
$1.27M 90,956 -4,264 -4%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.26M 90,168 +548 +0.6%
PAS
24
Park Avenue Securities
New York
$1.26M 89,818 +561 +0.6%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.05M 75,036 -5,725 -7%
1
2 3 4