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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

57 hedge funds and large institutions have $90.3M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 3 closing their positions.

Holders
57
Holders Change
+6
Holders Change %
+11.76%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
18
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$4.01M
2
Wells Fargo
2
Wells Fargo
California
$19.2M
3
WAM
3
Wolverine Asset Management
Illinois
$2.48M
4
AAM
4
Advisors Asset Management
Colorado
$6.61M
5
CRC
5
Curi RMB Capital
Illinois
$1.37M

Top Sellers

1
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$563K
2
Bank of America
2
Bank of America
North Carolina
$4.26M
3
DA
3
Doliver Advisors
Texas
$772K
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$0
5
Cohen & Steers
5
Cohen & Steers
New York
$1.04M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$19.2M 1,268,324 +231,936 +22%
Invesco
2
Invesco
Georgia
$7.79M 513,763 +24,949 +5%
AAM
3
Advisors Asset Management
Colorado
$6.61M 435,923 +151,969 +54%
GC
4
Guggenheim Capital
Illinois
$5.85M 385,865 +10,685 +3%
Morgan Stanley
5
Morgan Stanley
New York
$4.48M 295,534 +15,644 +6%
UBS Group
6
UBS Group
Switzerland
$4.38M 288,778 +12,882 +5%
Bank of America
7
Bank of America
North Carolina
$4.26M 280,761 -37,045 -12%
1832 Asset Management
8
1832 Asset Management
Ontario, Canada
$4.01M 263,800 +263,800 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$3.27M 215,690 +38,236 +22%
RJA
10
Raymond James & Associates
Florida
$3.26M 214,738 +20,071 +10%
LPL Financial
11
LPL Financial
California
$2.78M 184,276 -1,709 -0.9%
WAM
12
Wolverine Asset Management
Illinois
$2.48M 163,674 +163,289 +42,413%
PAG
13
Private Advisor Group
New Jersey
$1.93M 127,109 -7,207 -5%
ACP
14
Aviance Capital Partners
Florida
$1.84M 121,263 +6,476 +6%
FAM
15
Formidable Asset Management
Ohio
$1.77M 116,184 -1,964 -2%
CRC
16
Curi RMB Capital
Illinois
$1.37M 90,191 +90,191 New
SFS
17
Shaker Financial Services
Virginia
$1.33M 87,594 +87,594 New
PPA
18
Parametric Portfolio Associates
Washington
$1.23M 80,987 +80,987 New
VKH
19
Virtu KCG Holdings
New York
$1.06M 69,568 +41,580 +149%
Cohen & Steers
20
Cohen & Steers
New York
$1.04M 68,365 -8,419 -11%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$896K 58,961 -3,688 -6%
SCM
22
Schnieders Capital Management
California
$838K 55,245 +13,110 +31%
FSA
23
Financial Sense Advisors
California
$794K 52,401 – –
C
24
CFO4Life
Texas
$789K 51,979 -6,324 -11%
DA
25
Doliver Advisors
Texas
$772K 50,895 -18,962 -27%
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