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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

77 hedge funds and large institutions have $136M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 8 closing their positions.

Holders
77
Holders Change
–
Holders Change %
0%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
25
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAM
1
Formidable Asset Management
Ohio
$1.37M
2
SFS
2
Shaker Financial Services
Virginia
$8.08M
3
AWS
3
Atria Wealth Solutions
New York
$991K
4
Wells Fargo
4
Wells Fargo
California
$8.49M
5
PPA
5
Parametric Portfolio Associates
Washington
$867K

Top Sellers

1
Invesco
1
Invesco
Georgia
$8.78M
2
1CP
2
1607 Capital Partners
Virginia
$4.14M
3
Morgan Stanley
3
Morgan Stanley
New York
$11.3M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$351K
5
RJA
5
Raymond James & Associates
Florida
$4.03M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$11.9M 718,779 +7,034 +1%
GC
2
Guggenheim Capital
Illinois
$11.5M 692,098 +19,105 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.4M 684,890 -8,512 -1%
Morgan Stanley
4
Morgan Stanley
New York
$11.3M 678,144 -24,379 -3%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$10.7M 646,035 +23,535 +4%
Invesco
6
Invesco
Georgia
$8.78M 528,518 -30,326 -5%
Wells Fargo
7
Wells Fargo
California
$8.49M 510,999 +56,228 +12%
SFS
8
Shaker Financial Services
Virginia
$8.08M 486,164 +68,365 +16%
AAM
9
Advisors Asset Management
Colorado
$5.69M 342,490 +5,579 +2%
Stifel Financial
10
Stifel Financial
Missouri
$4.69M 282,631 -15,743 -5%
Bank of America
11
Bank of America
North Carolina
$4.25M 255,570 +12,806 +5%
1CP
12
1607 Capital Partners
Virginia
$4.14M 249,358 -27,477 -10%
RJA
13
Raymond James & Associates
Florida
$4.03M 242,775 -16,168 -6%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.23M 134,160 +11,109 +9%
SCM
15
Schnieders Capital Management
California
$1.9M 114,280 +5,400 +5%
Ameriprise
16
Ameriprise
Minnesota
$1.66M 99,954 +8,220 +9%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.55M 91,087 +354 +0.4%
PAG
18
Private Advisor Group
New Jersey
$1.52M 91,769 +2,830 +3%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$1.46M 88,133 +5,138 +6%
DADC
20
D.A. Davidson & Co
Montana
$1.45M 87,002 +4,762 +6%
PAS
21
Park Avenue Securities
New York
$1.41M 84,881 +5,947 +8%
FAM
22
Formidable Asset Management
Ohio
$1.37M 82,249 +82,249 New
LPL Financial
23
LPL Financial
California
$1.27M 76,467 +237 +0.3%
SDAM
24
Shulman DeMeo Asset Management
New York
$1.05M 63,066 -731 -1%
AWS
25
Atria Wealth Solutions
New York
$991K 58,632 +58,632 New
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