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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

51 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 21 reducing their positions, and 4 closing their positions.

Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
14
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$8.11M
2
LPL Financial
2
LPL Financial
California
$3.27M
3
Ameriprise
3
Ameriprise
Minnesota
$1.12M
4
Invesco
4
Invesco
Georgia
$8.07M
5
CIA
5
Capital Investment Advisors
Georgia
$1.47M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$9.4M
2
Wells Fargo
2
Wells Fargo
California
$8.96M
3
PPA
3
Parametric Portfolio Associates
Washington
$13.4M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$1.18M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$682K
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$13.4M 926,881 -46,956 -5%
KIM
2
Karpus Investment Management
New York
$9.4M 651,632 -287,663 -31%
Wells Fargo
3
Wells Fargo
California
$8.96M 621,135 -190,530 -23%
UBS Group
4
UBS Group
Switzerland
$8.11M 562,525 +97,240 +21%
Invesco
5
Invesco
Georgia
$8.07M 559,692 +28,696 +5%
AAM
6
Advisors Asset Management
Colorado
$7.91M 548,817 -14,901 -3%
GC
7
Guggenheim Capital
Illinois
$4.27M 295,928 +16,399 +6%
Bank of America
8
Bank of America
North Carolina
$3.57M 247,862 +9,797 +4%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$3.54M 245,311 +500 +0.2%
LPL Financial
10
LPL Financial
California
$3.27M 230,274 +37,863 +20%
RJA
11
Raymond James & Associates
Florida
$2.98M 206,865 -12,491 -6%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$2.88M 200,000 – –
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$2.88M 199,489 -11,765 -6%
Morgan Stanley
14
Morgan Stanley
New York
$2.8M 194,108 +5,577 +3%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.78M 192,816 -4,558 -2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.28M 158,363 -15,424 -9%
Cohen & Steers
17
Cohen & Steers
New York
$1.6M 111,185 – –
1CP
18
1607 Capital Partners
Virginia
$1.58M 109,838 -1,105 -1%
PAG
19
Private Advisor Group
New Jersey
$1.5M 105,843 -673 -0.6%
FAM
20
Formidable Asset Management
Ohio
$1.48M 102,496 -100 -0.1%
CIA
21
Capital Investment Advisors
Georgia
$1.47M 101,780 +21,889 +27%
ACP
22
Aviance Capital Partners
Florida
$1.44M 99,502 -4,023 -4%
Bank of Nova Scotia
23
Bank of Nova Scotia
Ontario, Canada
$1.18M 82,087 -21,090 -20%
Ameriprise
24
Ameriprise
Minnesota
$1.12M 78,538 +32,825 +72%
CWM
25
Concert Wealth Management
California
$939K 65,313 – –
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