DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

74 hedge funds and large institutions have $112M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
74
Holders Change
+15
Holders Change %
+25.42%
% of All Funds
1.68%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
20
Increased
24
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$6.82M
2
Invesco
2
Invesco
Georgia
$11.5M
3
AAM
3
Advisors Asset Management
Colorado
$6.42M
4
Morgan Stanley
4
Morgan Stanley
New York
$7.5M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$7.33M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
1CP
2
1607 Capital Partners
Virginia
$0
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$3.23M
4
1832 Asset Management
4
1832 Asset Management
Ontario, Canada
$2.56M
5
PAG
5
Private Advisor Group
New Jersey
$761K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$14.5M 769,820 +24,410 +3%
Invesco
2
Invesco
Georgia
$11.5M 611,334 +97,227 +19%
Wells Fargo
3
Wells Fargo
California
$11.4M 604,104 +6,982 +1%
Morgan Stanley
4
Morgan Stanley
New York
$7.5M 397,910 +50,528 +15%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$7.33M 388,870 +37,379 +11%
RJA
6
Raymond James & Associates
Florida
$6.82M 361,853 +97,530 +37%
AAM
7
Advisors Asset Management
Colorado
$6.42M 340,653 +66,494 +24%
Bank of America
8
Bank of America
North Carolina
$5.55M 294,456 -7,524 -2%
OA
9
Oxbow Advisors
Texas
$5.27M 279,705 -2,550 -0.9%
GC
10
Guggenheim Capital
Illinois
$4M 212,283 -63,613 -23%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$3.23M 171,222 -80,767 -32%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.14M 166,829 +10,792 +7%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$2.64M 139,899 -33,480 -19%
1832 Asset Management
14
1832 Asset Management
Ontario, Canada
$2.56M 136,600 -66,946 -33%
Ameriprise
15
Ameriprise
Minnesota
$1.81M 95,844 -26,823 -22%
ACP
16
Aviance Capital Partners
Florida
$1.77M 94,134 -4,192 -4%
FSA
17
Financial Sense Advisors
California
$1.58M 83,871 -17,109 -17%
FAM
18
Formidable Asset Management
Ohio
$1.57M 83,558 -1,517 -2%
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
$1.18M 62,547 -18,065 -22%
IFWM
20
Institute for Wealth Management
Colorado
$1.09M 57,527 -288 -0.5%
SCM
21
Schnieders Capital Management
California
$843K 44,716 +200 +0.4%
PAG
22
Private Advisor Group
New Jersey
$761K 40,134 -65,826 -62%
BCA
23
Benchmark Capital Advisors
New York
$757K 40,193 -1,500 -4%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$754K 39,997 +15,079 +61%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$648K 34,418 +4,879 +17%
1
2 3 4