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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

84 hedge funds and large institutions have $91.6M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
84
Holders Change
+4
Holders Change %
+5%
% of All Funds
1.86%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.04%
New
13
Increased
20
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ICM
Ionic Capital Management
New York
$2.28M
2
1CP
1607 Capital Partners
Virginia
$1.43M
3
WAM
Wolverine Asset Management
Illinois
$1.49M
4
OA
Oxbow Advisors
Texas
$5.46M
5
FAM
Formidable Asset Management
Ohio
$967K

Top Sellers

1
UBS Group
UBS Group
Switzerland
$11.2M
2
SWP
Stratos Wealth Partners
Ohio
$0
3
LFAS
Level Four Advisory Services
Texas
$0
4
Morgan Stanley
Morgan Stanley
New York
$8.2M
5
RICHC
Renaissance Investment Consultants Holding Company
Pennsylvania
$190K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$11.2M -$1.88M -150,225 -14%
Morgan Stanley
2
Morgan Stanley
New York
$8.2M -$736K -58,819 -8%
Wells Fargo
3
Wells Fargo
California
$7.79M +$120K +9,614 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.21M +$50.1K +4,002 +0.7%
OA
5
Oxbow Advisors
Texas
$5.46M +$1.16M +93,045 +27%
Invesco
6
Invesco
Georgia
$5.37M +$673K +53,792 +14%
AAM
7
Advisors Asset Management
Colorado
$4.1M -$198K -15,815 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.75M -$189K -15,060 -5%
SFS
9
Shaker Financial Services
Virginia
$3.51M +$810K +64,681 +30%
Bank of America
10
Bank of America
North Carolina
$3.35M -$112K -8,928 -3%
RJA
11
Raymond James & Associates
Florida
$3.14M +$307K +24,525 +11%
ICM
12
Ionic Capital Management
New York
$2.28M +$2.28M +182,023 New
PAG
13
Private Advisor Group
New Jersey
$2.06M +$304K +24,276 +17%
LPL Financial
14
LPL Financial
California
$1.74M +$85K +6,789 +5%
WAM
15
Wolverine Asset Management
Illinois
$1.49M +$1.18M +94,336 +386%
1CP
16
1607 Capital Partners
Virginia
$1.43M +$1.43M +113,938 New
Osaic Holdings
17
Osaic Holdings
Arizona
$1.35M +$1.35M +107,758 New
MGWM
18
Marks Group Wealth Management
Minnesota
$1.17M – – –
GC
19
Guggenheim Capital
Illinois
$1.11M +$520K +41,541 +88%
SCM
20
Schnieders Capital Management
California
$1.08M -$44.6K -3,565 -4%
Ameriprise
21
Ameriprise
Minnesota
$1.06M +$222K +17,603 +26%
ACP
22
Aviance Capital Partners
Florida
$1.02M -$51.5K -4,112 -5%
FAM
23
Formidable Asset Management
Ohio
$967K +$967K +77,248 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$940K -$13.2K -1,053 -1%
SDAM
25
Shulman DeMeo Asset Management
New York
$938K -$32.9K -2,628 -3%
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