DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

83 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
83
Holders Change
+3
Holders Change %
+3.75%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
23
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$3.93M
2
Invesco
2
Invesco
Georgia
$7.1M
3
WAM
3
Wolverine Asset Management
Illinois
$1.38M
4
Ameriprise
4
Ameriprise
Minnesota
$2.58M
5
Wells Fargo
5
Wells Fargo
California
$9.76M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$14.5M
2
GC
2
Guggenheim Capital
Illinois
$7.96M
3
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$505K
4
LPL Financial
4
LPL Financial
California
$2.21M
5
RJA
5
Raymond James & Associates
Florida
$2.52M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.5M 988,168 -135,196 -12%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11.6M 788,572 +24,013 +3%
UBS Group
3
UBS Group
Switzerland
$11.4M 775,395 +5,142 +0.7%
Wells Fargo
4
Wells Fargo
California
$9.76M 664,571 +35,935 +6%
GC
5
Guggenheim Capital
Illinois
$7.96M 542,019 -86,886 -14%
MML Investors Services
6
MML Investors Services
Massachusetts
$7.87M 536,124 +19,123 +4%
Invesco
7
Invesco
Georgia
$7.1M 483,949 +132,899 +38%
Bank of America
8
Bank of America
North Carolina
$7.02M 477,991 +27,829 +6%
AAM
9
Advisors Asset Management
Colorado
$5.61M 382,385 -4,015 -1%
SFS
10
Shaker Financial Services
Virginia
$3.93M 262,625 +168,466 +179%
Stifel Financial
11
Stifel Financial
Missouri
$2.64M 180,066 -1,623 -0.9%
Ameriprise
12
Ameriprise
Minnesota
$2.58M 175,765 +54,700 +45%
RJA
13
Raymond James & Associates
Florida
$2.52M 171,787 -16,168 -9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.25M 153,230 +1,072 +0.7%
LPL Financial
15
LPL Financial
California
$2.21M 150,592 -17,484 -10%
SCM
16
Schnieders Capital Management
California
$1.84M 125,385 -1,395 -1%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.65M 112,451 -4,130 -4%
DADC
18
D.A. Davidson & Co
Montana
$1.64M 111,630 +10,175 +10%
PAG
19
Private Advisor Group
New Jersey
$1.58M 107,790 +670 +0.6%
IWC
20
Integrated Wealth Concepts
Massachusetts
$1.49M 101,652 -595 -0.6%
WAM
21
Wolverine Asset Management
Illinois
$1.38M 94,177 +94,177 New
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$1.06M 72,409 +27,662 +62%
FAM
23
Formidable Asset Management
Ohio
$1.02M 68,861 -359 -0.5%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$1M 68,379 -6,971 -9%
AWS
25
Atria Wealth Solutions
New York
$922K 61,575 -2,727 -4%
1
2 3 4