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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

68 hedge funds and large institutions have $108M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 7 closing their positions.

Holders
68
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
21
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$11.5M
2
UBS Group
2
UBS Group
Switzerland
$15M
3
RJA
3
Raymond James & Associates
Florida
$6.19M
4
CWM
4
Cornerstone Wealth Management
Missouri
$1.19M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.69M

Top Sellers

1
1832 Asset Management
1
1832 Asset Management
Ontario, Canada
$0
2
GC
2
Guggenheim Capital
Illinois
$2.41M
3
BBPWM
3
Blue Bell Private Wealth Management
Pennsylvania
$1.06M
4
Invesco
4
Invesco
Georgia
$10.3M
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$15M 811,553 +80,228 +11%
Wells Fargo
2
Wells Fargo
California
$11.5M 621,727 +104,790 +20%
Invesco
3
Invesco
Georgia
$10.3M 554,796 -58,629 -10%
Morgan Stanley
4
Morgan Stanley
New York
$9.56M 517,165 +53,922 +12%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.69M 470,161 +54,016 +13%
AAM
6
Advisors Asset Management
Colorado
$7.88M 426,626 +53,700 +14%
RJA
7
Raymond James & Associates
Florida
$6.19M 334,897 +71,538 +27%
Bank of America
8
Bank of America
North Carolina
$5.48M 296,311 -4,931 -2%
OA
9
Oxbow Advisors
Texas
$5.04M 272,605 -9,950 -4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.67M 198,461 +21,877 +12%
GC
11
Guggenheim Capital
Illinois
$2.41M 130,531 -74,891 -36%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$2.38M 133,664 – –
ACP
13
Aviance Capital Partners
Florida
$1.7M 91,792 +2,603 +3%
FAM
14
Formidable Asset Management
Ohio
$1.52M 82,271 -965 -1%
CWM
15
Cornerstone Wealth Management
Missouri
$1.19M 22,265 +22,265 New
SCM
16
Schnieders Capital Management
California
$1.16M 62,681 +9,390 +18%
IFWM
17
Institute for Wealth Management
Colorado
$1.11M 57,327 -172 -0.3%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$1.06M 57,147 -58,651 -51%
Ameriprise
19
Ameriprise
Minnesota
$1.03M 55,507 +5,353 +11%
LPL Financial
20
LPL Financial
California
$998K 53,995 +9,543 +21%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$950K 51,380 +51,380 New
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$859K 46,494 +4,003 +9%
DADC
23
D.A. Davidson & Co
Montana
$858K 46,427 +3,062 +7%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$822K 44,490 +4,006 +10%
PAG
25
Private Advisor Group
New Jersey
$789K 42,182 -9,863 -19%
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