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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

83 hedge funds and large institutions have $166M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 35 reducing their positions, and 6 closing their positions.

Holders
83
Holders Change
+2
Holders Change %
+2.47%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
22
Reduced
35
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$13.3M
2
CA
2
Cornerstone Advisors
North Carolina
$10.3M
3
AA
3
AQR Arbitrage
Connecticut
$5.92M
4
1CP
4
1607 Capital Partners
Virginia
$8.99M
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$904K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$20.1M
2
ICM
2
Ionic Capital Management
New York
$1.78M
3
SFS
3
Shaker Financial Services
Virginia
$2.86M
4
WAM
4
Wolverine Asset Management
Illinois
$3.35M
5
LSC
5
Logan Stone Capital
Illinois
$558K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$20.1M 1,373,394 -844,488 -38%
Bank of America
2
Bank of America
North Carolina
$15.4M 1,053,325 +11,118 +1%
Wells Fargo
3
Wells Fargo
California
$13.3M 909,893 +256,762 +39%
UBS Group
4
UBS Group
Switzerland
$11.5M 785,181 +12,389 +2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$10.4M 709,288 +3,272 +0.5%
CA
6
Cornerstone Advisors
North Carolina
$10.3M 699,426 +111,091 +19%
1CP
7
1607 Capital Partners
Virginia
$8.99M 613,363 +73,469 +14%
Invesco
8
Invesco
Georgia
$8.27M 563,903 +15,712 +3%
GC
9
Guggenheim Capital
Illinois
$8.05M 549,262 +11,491 +2%
AA
10
AQR Arbitrage
Connecticut
$5.92M 403,765 +89,776 +29%
AAM
11
Advisors Asset Management
Colorado
$4.86M 331,449 -23,138 -7%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$3.46M 236,290 +14,561 +7%
WAM
13
Wolverine Asset Management
Illinois
$3.35M 228,215 -37,208 -14%
SFS
14
Shaker Financial Services
Virginia
$2.86M 191,249 -45,976 -19%
Stifel Financial
15
Stifel Financial
Missouri
$2.63M 179,243 -495 -0.3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.08M 141,932 -12,427 -8%
ICM
17
Ionic Capital Management
New York
$1.78M 121,561 -73,193 -38%
LCM
18
Landscape Capital Management
New Jersey
$1.76M 119,975 -6,544 -5%
Ameriprise
19
Ameriprise
Minnesota
$1.67M 98,402 -28,012 -22%
LPL Financial
20
LPL Financial
California
$1.59M 108,664 -21,423 -16%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.55M 105,963 -1,385 -1%
MML Investors Services
22
MML Investors Services
Massachusetts
$1.55M 105,361 +18,283 +21%
PAG
23
Private Advisor Group
New Jersey
$1.52M 103,442 +258 +0.3%
SCM
24
Schnieders Capital Management
California
$1.47M 100,085 -8,775 -8%
RJA
25
Raymond James & Associates
Florida
$1.4M 95,220 -11,387 -11%
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