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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

79 hedge funds and large institutions have $138M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 13 closing their positions.

Holders
79
Holders Change
-10
Holders Change %
-11.24%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
32
Reduced
22
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$9.13M
2
GC
2
Guggenheim Capital
Illinois
$10.2M
3
Invesco
3
Invesco
Georgia
$9.88M
4
UBS Group
4
UBS Group
Switzerland
$12M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$11.4M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$518K
2
SDAM
2
Shulman DeMeo Asset Management
New York
$0
3
ICM
3
Ionic Capital Management
New York
$0
4
1CP
4
1607 Capital Partners
Virginia
$5M
5
Morgan Stanley
5
Morgan Stanley
New York
$14.7M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.7M 877,819 -40,588 -4%
UBS Group
2
UBS Group
Switzerland
$12M 718,933 +23,508 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.4M 679,464 +18,833 +3%
GC
4
Guggenheim Capital
Illinois
$10.2M 606,845 +68,778 +13%
Invesco
5
Invesco
Georgia
$9.88M 589,867 +23,697 +4%
Wells Fargo
6
Wells Fargo
California
$9.6M 573,330 -1,038 -0.2%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$9.13M 545,050 +132,641 +32%
OA
8
Oxbow Advisors
Texas
$6.61M 394,409 -6,047 -2%
1CP
9
1607 Capital Partners
Virginia
$5M 298,610 -40,775 -12%
Stifel Financial
10
Stifel Financial
Missouri
$4.82M 287,906 +15,748 +6%
SFS
11
Shaker Financial Services
Virginia
$4.76M 284,109 +5,321 +2%
Bank of America
12
Bank of America
North Carolina
$4.52M 269,994 -19,075 -7%
AAM
13
Advisors Asset Management
Colorado
$4.44M 264,956 +6,736 +3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$3.04M 181,443 +14,889 +9%
SCM
15
Schnieders Capital Management
California
$1.7M 101,230 +700 +0.7%
RJA
16
Raymond James & Associates
Florida
$1.63M 97,342 -39,713 -29%
Ameriprise
17
Ameriprise
Minnesota
$1.63M 96,709 +3,522 +4%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.56M 93,243 -1,297 -1%
PAG
19
Private Advisor Group
New Jersey
$1.48M 88,199 -695 -0.8%
FAM
20
Formidable Asset Management
Ohio
$1.44M 85,813 -1,512 -2%
ACP
21
Aviance Capital Partners
Florida
$1.43M 85,079 +2,621 +3%
DADC
22
D.A. Davidson & Co
Montana
$1.38M 82,240 +16,265 +25%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.28M 76,437 +6,436 +9%
PAS
24
Park Avenue Securities
New York
$1.21M 72,040 +5,652 +9%
LPL Financial
25
LPL Financial
California
$1M 59,858 -3,035 -5%
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