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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

80 hedge funds and large institutions have $137M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 31 increasing their positions, 27 reducing their positions, and 6 closing their positions.

Holders
80
Holders Change
-2
Holders Change %
-2.44%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
31
Reduced
27
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$5.29M
2
CA
2
Cornerstone Advisors
North Carolina
$5.52M
3
Bank of America
3
Bank of America
North Carolina
$12.2M
4
AA
4
AQR Arbitrage
Connecticut
$3.02M
5
ICM
5
Ionic Capital Management
New York
$2.18M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$3.1M
2
MML Investors Services
2
MML Investors Services
Massachusetts
$599K
3
Wells Fargo
3
Wells Fargo
California
$7.81M
4
AAM
4
Advisors Asset Management
Colorado
$4.55M
5
RJA
5
Raymond James & Associates
Florida
$1.85M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$14.9M 1,084,674 +152,833 +16%
Bank of America
2
Bank of America
North Carolina
$12.2M 889,191 +179,233 +25%
UBS Group
3
UBS Group
Switzerland
$11.2M 815,489 +17,342 +2%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$11.1M 813,830 +11,346 +1%
Wells Fargo
5
Wells Fargo
California
$7.81M 570,073 -63,704 -10%
GC
6
Guggenheim Capital
Illinois
$7.62M 556,531 +5,823 +1%
Invesco
7
Invesco
Georgia
$7.61M 555,808 -12,051 -2%
CA
8
Cornerstone Advisors
North Carolina
$5.52M 402,988 +208,118 +107%
1CP
9
1607 Capital Partners
Virginia
$5.29M 386,293 +368,542 +2,076%
AAM
10
Advisors Asset Management
Colorado
$4.55M 332,446 -55,925 -14%
WAM
11
Wolverine Asset Management
Illinois
$3.68M 268,509 +32,543 +14%
SFS
12
Shaker Financial Services
Virginia
$3.1M 218,897 -210,861 -49%
AA
13
AQR Arbitrage
Connecticut
$3.02M 220,589 +173,201 +365%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2.42M 176,694 -10,353 -6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.41M 175,852 +6,385 +4%
Stifel Financial
16
Stifel Financial
Missouri
$2.38M 173,865 -4,653 -3%
Ameriprise
17
Ameriprise
Minnesota
$2.3M 168,142 +12,099 +8%
LPL Financial
18
LPL Financial
California
$2.19M 159,957 +6,997 +5%
ICM
19
Ionic Capital Management
New York
$2.18M 159,048 +159,048 New
RJA
20
Raymond James & Associates
Florida
$1.85M 135,060 -23,792 -15%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.74M 126,709 +8,745 +7%
DADC
22
D.A. Davidson & Co
Montana
$1.64M 119,526 +625 +0.5%
PAG
23
Private Advisor Group
New Jersey
$1.52M 110,672 +868 +0.8%
SCM
24
Schnieders Capital Management
California
$1.49M 108,460 -19,525 -15%
IWC
25
Integrated Wealth Concepts
Massachusetts
$1.3M 94,888 -2,512 -3%
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