DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

73 hedge funds and large institutions have $110M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 11 closing their positions.

Holders
73
Holders Change
-7
Holders Change %
-8.75%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
29
Reduced
16
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MML Investors Services
1
MML Investors Services
Massachusetts
$6.32M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.9M
3
LPL Financial
3
LPL Financial
California
$2.11M
4
Bank of America
4
Bank of America
North Carolina
$5.93M
5
AWS
5
Atria Wealth Solutions
New York
$905K

Top Sellers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$2.78M
2
1CP
2
1607 Capital Partners
Virginia
$0
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$0
4
PAS
4
Park Avenue Securities
New York
$0
5
GC
5
Guggenheim Capital
Illinois
$8.57M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.9M 955,461 +66,698 +8%
UBS Group
2
UBS Group
Switzerland
$10.4M 772,191 +15,606 +2%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.88M 732,114 +5,929 +0.8%
GC
4
Guggenheim Capital
Illinois
$8.57M 635,151 -52,743 -8%
Wells Fargo
5
Wells Fargo
California
$7.72M 571,993 +39,973 +8%
MML Investors Services
6
MML Investors Services
Massachusetts
$6.32M 468,264 +468,264 New
Bank of America
7
Bank of America
North Carolina
$5.93M 439,412 +56,579 +15%
Invesco
8
Invesco
Georgia
$5.74M 425,381 -27,873 -6%
AAM
9
Advisors Asset Management
Colorado
$4.94M 366,404 -3,402 -0.9%
SFS
10
Shaker Financial Services
Virginia
$3.18M 235,327 -47,661 -17%
Northwestern Mutual Wealth Management
11
Northwestern Mutual Wealth Management
Wisconsin
$2.78M 206,147 -483,262 -70%
RJA
12
Raymond James & Associates
Florida
$2.71M 200,965 -10,270 -5%
Stifel Financial
13
Stifel Financial
Missouri
$2.37M 175,866 +190 +0.1%
LPL Financial
14
LPL Financial
California
$2.11M 156,268 +65,596 +72%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$1.95M 144,393 +1,967 +1%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.65M 122,117 +2,818 +2%
Ameriprise
17
Ameriprise
Minnesota
$1.57M 116,526 -2,233 -2%
SCM
18
Schnieders Capital Management
California
$1.57M 116,380 +1,200 +1%
PAG
19
Private Advisor Group
New Jersey
$1.43M 106,143 +4,390 +4%
IWC
20
Integrated Wealth Concepts
Massachusetts
$1.39M 102,676 +7,734 +8%
DADC
21
D.A. Davidson & Co
Montana
$1.35M 99,736 +912 +0.9%
FAM
22
Formidable Asset Management
Ohio
$1.02M 69,220 -12,744 -16%
AWS
23
Atria Wealth Solutions
New York
$905K 65,660 +53,897 +458%
SDAM
24
Shulman DeMeo Asset Management
New York
$842K 62,411 -151 -0.2%
RJT
25
Raymond James Trust
Florida
$835K 61,889 – –
1
2 3 4