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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

103 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 39 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
103
Holders Change
+3
Holders Change %
+3%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
11
Increased
25
Reduced
39
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$10.2M
2
Allspring Global Investments
Allspring Global Investments
North Carolina
$5.08M
3
SFS
Shaker Financial Services
Virginia
$6.73M
4
PAS
Park Avenue Securities
New York
$1.23M
5
LPL Financial
LPL Financial
California
$2.82M

Top Sellers

1
Bank of America
Bank of America
North Carolina
$15.8M
2
Wells Fargo
Wells Fargo
California
$8.11M
3
Morgan Stanley
Morgan Stanley
New York
$26.3M
4
UBS Group
UBS Group
Switzerland
$6.38M
5
AA
AQR Arbitrage
Connecticut
$4.98M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$26.3M -$836K -58,331 -3%
Bank of America
2
Bank of America
North Carolina
$15.8M -$2.44M -170,488 -13%
Raymond James Financial
3
Raymond James Financial
Florida
$10.5M -$272K -18,936 -3%
SCM
4
Saba Capital Management
New York
$10.2M +$6.04M +421,086 +145%
GC
5
Guggenheim Capital
Illinois
$8.54M +$299K +20,847 +4%
Invesco
6
Invesco
Georgia
$8.39M -$155K -10,801 -2%
Wells Fargo
7
Wells Fargo
California
$8.11M -$2.06M -143,420 -20%
CA
8
Cornerstone Advisors
North Carolina
$6.77M +$109K +7,633 +2%
SFS
9
Shaker Financial Services
Virginia
$6.73M +$2.77M +189,389 +70%
UBS Group
10
UBS Group
Switzerland
$6.38M -$734K -51,191 -10%
CIA
11
Capital Investment Advisors
Georgia
$5.59M -$210K -14,645 -4%
Allspring Global Investments
12
Allspring Global Investments
North Carolina
$5.08M +$4.9M +341,587 +2,755%
AA
13
AQR Arbitrage
Connecticut
$4.98M -$691K -48,562 -12%
WAM
14
Wolverine Asset Management
Illinois
$3.58M +$378K +26,345 +12%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$3.5M -$593K -41,327 -14%
LPL Financial
16
LPL Financial
California
$2.82M +$815K +56,814 +41%
AAM
17
Advisors Asset Management
Colorado
$2.31M -$17.4K -1,213 -0.7%
1CP
18
1607 Capital Partners
Virginia
$2.29M -$268K -18,695 -10%
MML Investors Services
19
MML Investors Services
Massachusetts
$1.67M -$98.6K -6,880 -6%
Ameriprise
20
Ameriprise
Minnesota
$1.44M +$195K +13,573 +16%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.42M -$260K -18,166 -15%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$1.27M -$42K -2,926 -3%
PAS
23
Park Avenue Securities
New York
$1.23M +$1.23M +85,442 New
Osaic Holdings
24
Osaic Holdings
Arizona
$1.17M +$16.4K +1,091 +1%
NS
25
NBC Securities
Alabama
$1.12M +$81.3K +5,670 +8%
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