DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

78 hedge funds and large institutions have $104M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 24 increasing their positions, 31 reducing their positions, and 9 closing their positions.

Holders
78
Holders Change
-6
Holders Change %
-7.14%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
24
Reduced
31
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$4.46M
2
1CP
2
1607 Capital Partners
Virginia
$4.15M
3
WAM
3
Wolverine Asset Management
Illinois
$3.4M
4
GC
4
Guggenheim Capital
Illinois
$2.35M
5
SFS
5
Shaker Financial Services
Virginia
$4.55M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$9.82M
2
MGWM
2
Marks Group Wealth Management
Minnesota
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.92M
4
RJA
4
Raymond James & Associates
Florida
$3.01M
5
Morgan Stanley
5
Morgan Stanley
New York
$8.52M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$9.82M 721,336 -170,793 -19%
Morgan Stanley
2
Morgan Stanley
New York
$8.52M 626,317 -28,472 -4%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$8.11M 595,552 +19,792 +3%
Wells Fargo
4
Wells Fargo
California
$8.09M 594,070 -28,390 -5%
Invesco
5
Invesco
Georgia
$6.47M 475,507 +46,988 +11%
OA
6
Oxbow Advisors
Texas
$5.85M 429,825 -6,270 -1%
SFS
7
Shaker Financial Services
Virginia
$4.55M 333,954 +53,481 +19%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$4.46M 327,817 +278,188 +561%
1CP
9
1607 Capital Partners
Virginia
$4.15M 304,552 +190,614 +167%
AAM
10
Advisors Asset Management
Colorado
$4.11M 301,941 -25,630 -8%
Bank of America
11
Bank of America
North Carolina
$3.74M 274,982 +7,628 +3%
WAM
12
Wolverine Asset Management
Illinois
$3.4M 249,586 +130,789 +110%
RJA
13
Raymond James & Associates
Florida
$3.01M 220,821 -29,971 -12%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.92M 214,801 -84,482 -28%
ICM
15
Ionic Capital Management
New York
$2.37M 174,353 -7,670 -4%
GC
16
Guggenheim Capital
Illinois
$2.35M 172,425 +83,728 +94%
PAG
17
Private Advisor Group
New Jersey
$2.27M 167,003 +2,228 +1%
LPL Financial
18
LPL Financial
California
$1.83M 134,262 -4,871 -4%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.45M 106,479 -1,279 -1%
SCM
20
Schnieders Capital Management
California
$1.16M 85,470 -770 -0.9%
FAM
21
Formidable Asset Management
Ohio
$1.13M 81,191 +3,943 +5%
ACP
22
Aviance Capital Partners
Florida
$1.1M 80,811 -562 -0.7%
SDAM
23
Shulman DeMeo Asset Management
New York
$1.01M 74,268 -641 -0.9%
Ameriprise
24
Ameriprise
Minnesota
$925K 67,996 -16,402 -19%
DADC
25
D.A. Davidson & Co
Montana
$826K 60,705 -999 -2%
1
2 3 4