DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

56 hedge funds and large institutions have $96.9M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 7 closing their positions.

Holders
56
Holders Change
-1
Holders Change %
-1.75%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
19
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$8.93M
2
KIM
2
Karpus Investment Management
New York
$3.47M
3
Invesco
3
Invesco
Georgia
$8.59M
4
CWM
4
Concert Wealth Management
California
$901K
5
WAM
5
Wolverine Asset Management
Illinois
$3.2M

Top Sellers

1
CRC
1
Curi RMB Capital
Illinois
$0
2
SFS
2
Shaker Financial Services
Virginia
$148K
3
VKH
3
Virtu KCG Holdings
New York
$0
4
GC
4
Guggenheim Capital
Illinois
$4.74M
5
DA
5
Doliver Advisors
Texas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$19.3M 1,297,671 +29,347 +2%
PPA
2
Parametric Portfolio Associates
Washington
$8.93M 601,207 +520,220 +642%
Invesco
3
Invesco
Georgia
$8.59M 578,592 +64,829 +13%
AAM
4
Advisors Asset Management
Colorado
$6.03M 406,358 -29,565 -7%
GC
5
Guggenheim Capital
Illinois
$4.74M 319,198 -66,667 -17%
UBS Group
6
UBS Group
Switzerland
$4.56M 307,047 +18,269 +6%
Morgan Stanley
7
Morgan Stanley
New York
$4.32M 291,051 -4,483 -2%
Bank of America
8
Bank of America
North Carolina
$3.92M 263,734 -17,027 -6%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$3.91M 263,800 – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.47M 233,736 +18,046 +8%
KIM
11
Karpus Investment Management
New York
$3.47M 233,510 +233,510 New
RJA
12
Raymond James & Associates
Florida
$3.41M 229,465 +14,727 +7%
WAM
13
Wolverine Asset Management
Illinois
$3.2M 215,412 +51,738 +32%
LPL Financial
14
LPL Financial
California
$2.47M 165,096 -19,180 -10%
PAG
15
Private Advisor Group
New Jersey
$1.85M 124,395 -2,714 -2%
FAM
16
Formidable Asset Management
Ohio
$1.73M 116,184 – –
ACP
17
Aviance Capital Partners
Florida
$1.7M 114,476 -6,787 -6%
Cohen & Steers
18
Cohen & Steers
New York
$1.02M 68,365 – –
CWM
19
Concert Wealth Management
California
$901K 60,733 +60,733 New
SCM
20
Schnieders Capital Management
California
$804K 54,145 -1,100 -2%
C
21
CFO4Life
Texas
$783K 52,717 +738 +1%
FSA
22
Financial Sense Advisors
California
$778K 52,401 – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$712K 47,946 +11,448 +31%
BCA
24
Benchmark Capital Advisors
New York
$562K 37,840 -2,332 -6%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$546K 36,629 -22,332 -38%
1
2 3