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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

54 hedge funds and large institutions have $112M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 10 closing their positions.

Holders
54
Holders Change
-6
Holders Change %
-10%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
4
Increased
18
Reduced
24
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$13.9M
2
BBPWM
2
Blue Bell Private Wealth Management
Pennsylvania
$3.2M
3
PPA
3
Parametric Portfolio Associates
Washington
$15.1M
4
UBS Group
4
UBS Group
Switzerland
$5.75M
5
1CP
5
1607 Capital Partners
Virginia
$690K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$12.1M
2
FSA
2
Financial Sense Advisors
California
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$2.78M
4
SG Americas Securities
4
SG Americas Securities
New York
$0
5
LPL Financial
5
LPL Financial
California
$4.99M
Name Market Value Shares Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$15.1M 1,073,650 +65,888 +7%
KIM
2
Karpus Investment Management
New York
$13.9M 982,350 +215,204 +28%
Wells Fargo
3
Wells Fargo
California
$12.1M 856,367 -67,466 -7%
AAM
4
Advisors Asset Management
Colorado
$8.29M 587,205 +32,083 +6%
Invesco
5
Invesco
Georgia
$7.5M 531,848 +22,906 +5%
1832 Asset Management
6
1832 Asset Management
Ontario, Canada
$6.23M 264,299 +4,755 +2%
UBS Group
7
UBS Group
Switzerland
$5.75M 407,772 +53,132 +15%
LPL Financial
8
LPL Financial
California
$4.99M 359,581 -36,167 -9%
GC
9
Guggenheim Capital
Illinois
$3.92M 277,944 +20,308 +8%
Bank of America
10
Bank of America
North Carolina
$3.36M 238,436 -19,523 -8%
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$3.2M 227,056 +68,360 +43%
RJA
12
Raymond James & Associates
Florida
$3.2M 226,585 -3,724 -2%
Morgan Stanley
13
Morgan Stanley
New York
$2.78M 196,780 -50,538 -20%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.6M 184,239 +23,435 +15%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.52M 178,706 -20,510 -10%
ACP
16
Aviance Capital Partners
Florida
$1.58M 112,113 -5,520 -5%
PAG
17
Private Advisor Group
New Jersey
$1.53M 108,697 -13,180 -11%
FAM
18
Formidable Asset Management
Ohio
$1.47M 103,395 -5,851 -5%
Bank of Nova Scotia
19
Bank of Nova Scotia
Ontario, Canada
$1.22M 86,644 -27,908 -24%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$1.01M 71,498 +20,795 +41%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$896K 63,715 +23,544 +59%
Cohen & Steers
22
Cohen & Steers
New York
$854K 60,491 +1,254 +2%
CWM
23
Concert Wealth Management
California
$840K 59,565 -1,598 -3%
Ameriprise
24
Ameriprise
Minnesota
$698K 49,453 +31,827 +181%
1CP
25
1607 Capital Partners
Virginia
$690K 48,926 +48,926 New
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