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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

89 hedge funds and large institutions have $149M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 35 increasing their positions, 24 reducing their positions, and 13 closing their positions.

Holders
89
Holders Change
-5
Holders Change %
-5.32%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
35
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$9.16M
2
Invesco
2
Invesco
Georgia
$9.64M
3
Wells Fargo
3
Wells Fargo
California
$9.78M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$715K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$11.2M

Top Sellers

1
ICM
1
Ionic Capital Management
New York
$692K
2
RCM
2
Rivernorth Capital Management
Florida
$8.56M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
Bank of America
4
Bank of America
North Carolina
$4.92M
5
LCM
5
Landscape Capital Management
New Jersey
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.6M 918,407 -1,261 -0.1%
UBS Group
2
UBS Group
Switzerland
$11.8M 695,425 +39,963 +6%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.2M 660,631 +40,270 +6%
Wells Fargo
4
Wells Fargo
California
$9.78M 574,368 +73,614 +15%
Invesco
5
Invesco
Georgia
$9.64M 566,170 +74,810 +15%
GC
6
Guggenheim Capital
Illinois
$9.16M 538,067 +178,378 +50%
RCM
7
Rivernorth Capital Management
Florida
$8.56M 502,766 -124,821 -20%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$7.02M 412,409 +19,804 +5%
OA
9
Oxbow Advisors
Texas
$6.82M 400,456 +3,001 +0.8%
1CP
10
1607 Capital Partners
Virginia
$5.78M 339,385 -1,000 -0.3%
Bank of America
11
Bank of America
North Carolina
$4.92M 289,069 -54,734 -16%
SFS
12
Shaker Financial Services
Virginia
$4.75M 278,788 +6,202 +2%
Stifel Financial
13
Stifel Financial
Missouri
$4.63M 272,158 -9,658 -3%
AAM
14
Advisors Asset Management
Colorado
$4.4M 258,220 +20,081 +8%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.83M 166,554 +15,815 +10%
RJA
16
Raymond James & Associates
Florida
$2.33M 137,055 -13,187 -9%
SCM
17
Schnieders Capital Management
California
$1.71M 100,530 +5,550 +6%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.61M 94,540 +470 +0.5%
Ameriprise
19
Ameriprise
Minnesota
$1.59M 93,187 +15,086 +19%
PAG
20
Private Advisor Group
New Jersey
$1.51M 88,894 +4,596 +5%
FAM
21
Formidable Asset Management
Ohio
$1.5M 87,325 -4,968 -5%
ACP
22
Aviance Capital Partners
Florida
$1.4M 82,458 +11,661 +16%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$1.19M 70,001 +3,516 +5%
SDAM
24
Shulman DeMeo Asset Management
New York
$1.14M 67,224 -796 -1%
PAS
25
Park Avenue Securities
New York
$1.13M 66,388 +2,809 +4%
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