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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

68 hedge funds and large institutions have $101M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 18 reducing their positions, and 10 closing their positions.

Holders
68
Holders Change
-6
Holders Change %
-8.11%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
18
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.23M
2
Stifel Financial
2
Stifel Financial
Missouri
$672K
3
AAM
3
Advisors Asset Management
Colorado
$6.76M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$7.4M
5
DADC
5
D.A. Davidson & Co
Montana
$771K

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$4.68M
2
FSA
2
Financial Sense Advisors
California
$0
3
Wells Fargo
3
Wells Fargo
California
$9.19M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$0
5
Ameriprise
5
Ameriprise
Minnesota
$863K
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$13M 731,325 -38,495 -5%
Invesco
2
Invesco
Georgia
$10.9M 613,425 +2,091 +0.3%
Wells Fargo
3
Wells Fargo
California
$9.19M 516,937 -87,167 -14%
Morgan Stanley
4
Morgan Stanley
New York
$8.23M 463,243 +65,333 +16%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$7.4M 416,145 +27,275 +7%
AAM
6
Advisors Asset Management
Colorado
$6.76M 372,926 +32,273 +9%
Bank of America
7
Bank of America
North Carolina
$5.35M 301,242 +6,786 +2%
OA
8
Oxbow Advisors
Texas
$5.02M 282,555 +2,850 +1%
RJA
9
Raymond James & Associates
Florida
$4.68M 263,359 -98,494 -27%
GC
10
Guggenheim Capital
Illinois
$3.65M 205,422 -6,861 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.14M 176,584 +9,755 +6%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$2.44M 136,600 – –
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$2.38M 133,664 -37,558 -22%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$2.06M 115,798 -24,101 -17%
ACP
15
Aviance Capital Partners
Florida
$1.58M 89,189 -4,945 -5%
FAM
16
Formidable Asset Management
Ohio
$1.48M 83,236 -322 -0.4%
IFWM
17
Institute for Wealth Management
Colorado
$1.11M 57,499 -28 -0%
SCM
18
Schnieders Capital Management
California
$947K 53,291 +8,575 +19%
PAG
19
Private Advisor Group
New Jersey
$925K 52,045 +11,911 +30%
Ameriprise
20
Ameriprise
Minnesota
$863K 50,154 -45,690 -48%
LPL Financial
21
LPL Financial
California
$790K 44,452 +18,395 +71%
DADC
22
D.A. Davidson & Co
Montana
$771K 43,365 +26,489 +157%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$755K 42,491 +8,073 +23%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$719K 40,484 +487 +1%
JPMPWA
25
J.P. Morgan Private Wealth Advisors
California
$710K 39,967 +7,115 +22%
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