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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

91 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 21 increasing their positions, 33 reducing their positions, and 12 closing their positions.

Holders
91
Holders Change
+9
Holders Change %
+10.98%
% of All Funds
1.61%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
21
Reduced
33
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$6.6M
2
GC
2
Guggenheim Capital
Illinois
$4.78M
3
FAM
3
Formidable Asset Management
Ohio
$1.39M
4
Morgan Stanley
4
Morgan Stanley
New York
$12.2M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.08M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$612K
2
SFS
2
Shaker Financial Services
Virginia
$4.19M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
Bank of America
4
Bank of America
North Carolina
$3.59M
5
AAM
5
Advisors Asset Management
Colorado
$3.73M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.2M 803,025 +83,877 +12%
UBS Group
2
UBS Group
Switzerland
$10.4M 685,375 -18,186 -3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.2M 605,414 -11,444 -2%
Invesco
4
Invesco
Georgia
$7.35M 483,620 -10,434 -2%
Wells Fargo
5
Wells Fargo
California
$6.94M 456,703 -27,549 -6%
RCM
6
Rivernorth Capital Management
Florida
$6.6M 433,875 +433,875 New
OA
7
Oxbow Advisors
Texas
$6.12M 402,325 -27,500 -6%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$5.45M 358,471 +13,011 +4%
1CP
9
1607 Capital Partners
Virginia
$5.07M 333,259 +20,433 +7%
GC
10
Guggenheim Capital
Illinois
$4.78M 314,195 +124,914 +66%
Stifel Financial
11
Stifel Financial
Missouri
$4.2M 276,457 -972 -0.4%
SFS
12
Shaker Financial Services
Virginia
$4.19M 275,529 -81,349 -23%
AAM
13
Advisors Asset Management
Colorado
$3.73M 245,048 -33,268 -12%
Bank of America
14
Bank of America
North Carolina
$3.59M 236,157 -33,899 -13%
ICM
15
Ionic Capital Management
New York
$3.43M 225,651 +51,298 +29%
RJA
16
Raymond James & Associates
Florida
$2.56M 168,414 -23,768 -12%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.24M 147,344 -9,802 -6%
LCM
18
Landscape Capital Management
New Jersey
$1.57M 103,122 +57,933 +128%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.45M 95,609 -4,245 -4%
FAM
20
Formidable Asset Management
Ohio
$1.39M 93,570 +93,570 New
SCM
21
Schnieders Capital Management
California
$1.34M 88,430 +3,475 +4%
PAG
22
Private Advisor Group
New Jersey
$1.32M 86,968 -18,804 -18%
AA
23
AQR Arbitrage
Connecticut
$1.29M 84,593 +12,703 +18%
ACP
24
Aviance Capital Partners
Florida
$1.18M 77,838 -1,887 -2%
SDAM
25
Shulman DeMeo Asset Management
New York
$1.13M 74,175 -1,901 -2%
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