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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

84 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 7 closing their positions.

Holders
84
Holders Change
+15
Holders Change %
+21.74%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
20
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.99M
2
Morgan Stanley
2
Morgan Stanley
New York
$11.1M
3
SDAM
3
Shulman DeMeo Asset Management
New York
$1.35M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$1.63M
5
SFS
5
Shaker Financial Services
Virginia
$830K

Top Sellers

1
FAM
1
Formidable Asset Management
Ohio
$0
2
CWM
2
Cornerstone Wealth Management
Missouri
$0
3
GC
3
Guggenheim Capital
Illinois
$919K
4
UBS Group
4
UBS Group
Switzerland
$14.7M
5
RJA
5
Raymond James & Associates
Florida
$4.56M
Name Market Value Shares Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$14.7M 910,422 -63,720 -7%
Morgan Stanley
2
Morgan Stanley
New York
$11.1M 687,877 +87,084 +14%
Wells Fargo
3
Wells Fargo
California
$9.82M 608,898 +3,917 +0.6%
Invesco
4
Invesco
Georgia
$7.69M 476,757 -22,949 -5%
AAM
5
Advisors Asset Management
Colorado
$7.62M 472,753 +7,337 +2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$7.55M 468,145 -26,689 -5%
OA
7
Oxbow Advisors
Texas
$5.9M 365,980 -10,015 -3%
Bank of America
8
Bank of America
North Carolina
$5.59M 346,439 +37,125 +12%
RJA
9
Raymond James & Associates
Florida
$4.56M 282,745 -27,823 -9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$3.92M 242,926 +9,093 +4%
WAM
11
Wolverine Asset Management
Illinois
$1.99M 123,581 +123,581 New
PAG
12
Private Advisor Group
New Jersey
$1.77M 109,760 +2,941 +3%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.66M 102,864 -19,800 -16%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.63M 101,208 +62,328 +160%
ACP
15
Aviance Capital Partners
Florida
$1.44M 89,484 -2,828 -3%
SDAM
16
Shulman DeMeo Asset Management
New York
$1.35M 83,860 +83,860 New
LPL Financial
17
LPL Financial
California
$1.19M 74,087 +6,579 +10%
SCM
18
Schnieders Capital Management
California
$1.14M 70,606 +2,125 +3%
DADC
19
D.A. Davidson & Co
Montana
$1.1M 68,217 +19,013 +39%
GC
20
Guggenheim Capital
Illinois
$919K 56,986 -70,155 -55%
SFS
21
Shaker Financial Services
Virginia
$830K 51,470 +51,470 New
9WM
22
9258 Wealth Management
Ohio
$792K 49,145 +49,145 New
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$779K 48,348 +3,121 +7%
IFWM
24
Institute for Wealth Management
Colorado
$698K 43,296 -5,247 -11%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$693K 43,004 +377 +0.9%
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