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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

82 hedge funds and large institutions have $106M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 9 closing their positions.

Holders
82
Holders Change
+4
Holders Change %
+5.13%
% of All Funds
1.66%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
21
Reduced
23
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$3.75M
2
Morgan Stanley
2
Morgan Stanley
New York
$9.73M
3
WAM
3
Wolverine Asset Management
Illinois
$4.28M
4
CA
4
Cornerstone Advisors
North Carolina
$704K
5
AA
5
AQR Arbitrage
Connecticut
$973K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$6.55M
2
FAM
2
Formidable Asset Management
Ohio
$0
3
LPL Financial
3
LPL Financial
California
$931K
4
PAG
4
Private Advisor Group
New Jersey
$1.43M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.13M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.73M 719,148 +92,831 +15%
UBS Group
2
UBS Group
Switzerland
$9.52M 703,561 -17,775 -2%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$8.35M 616,858 +21,306 +4%
Invesco
4
Invesco
Georgia
$6.68M 494,054 +18,547 +4%
Wells Fargo
5
Wells Fargo
California
$6.55M 484,252 -109,818 -18%
OA
6
Oxbow Advisors
Texas
$5.82M 429,825 – –
SFS
7
Shaker Financial Services
Virginia
$4.83M 356,878 +22,924 +7%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$4.67M 345,460 +17,643 +5%
WAM
9
Wolverine Asset Management
Illinois
$4.28M 316,328 +66,742 +27%
1CP
10
1607 Capital Partners
Virginia
$4.23M 312,826 +8,274 +3%
AAM
11
Advisors Asset Management
Colorado
$3.77M 278,316 -23,625 -8%
Stifel Financial
12
Stifel Financial
Missouri
$3.75M 277,429 +245,877 +779%
Bank of America
13
Bank of America
North Carolina
$3.65M 270,056 -4,926 -2%
RJA
14
Raymond James & Associates
Florida
$2.6M 192,182 -28,639 -13%
GC
15
Guggenheim Capital
Illinois
$2.56M 189,281 +16,856 +10%
ICM
16
Ionic Capital Management
New York
$2.36M 174,353 – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$2.13M 157,146 -57,655 -27%
PAG
18
Private Advisor Group
New Jersey
$1.43M 105,772 -61,231 -37%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.34M 99,854 -6,625 -6%
SCM
20
Schnieders Capital Management
California
$1.15M 84,955 -515 -0.6%
ACP
21
Aviance Capital Partners
Florida
$1.08M 79,725 -1,086 -1%
SDAM
22
Shulman DeMeo Asset Management
New York
$1.03M 76,076 +1,808 +2%
AA
23
AQR Arbitrage
Connecticut
$973K 71,890 +49,691 +224%
LPL Financial
24
LPL Financial
California
$931K 68,781 -65,481 -49%
Ameriprise
25
Ameriprise
Minnesota
$906K 66,961 -1,035 -2%
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