DIAX icon

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

80 hedge funds and large institutions have $126M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2022 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 23 reducing their positions, and 4 closing their positions.

Holders
80
Holders Change
+7
Holders Change %
+9.59%
% of All Funds
1.29%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
28
Reduced
23
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.4M
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$1.17M
3
Wells Fargo
3
Wells Fargo
California
$9.75M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$8.02M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$11.9M

Top Sellers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$894K
2
SFS
2
Shaker Financial Services
Virginia
$1.46M
3
Invesco
3
Invesco
Georgia
$5.44M
4
RJT
4
Raymond James Trust
Florida
$568K
5
OFG
5
OTA Financial Group
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.4M 1,123,364 +167,903 +18%
UBS Group
2
UBS Group
Switzerland
$11.9M 770,253 -1,938 -0.3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.9M 764,559 +32,445 +4%
GC
4
Guggenheim Capital
Illinois
$9.75M 628,905 -6,246 -1%
Wells Fargo
5
Wells Fargo
California
$9.75M 628,636 +56,643 +10%
MML Investors Services
6
MML Investors Services
Massachusetts
$8.02M 517,001 +48,737 +10%
Bank of America
7
Bank of America
North Carolina
$6.98M 450,162 +10,750 +2%
AAM
8
Advisors Asset Management
Colorado
$5.99M 386,400 +19,996 +5%
Invesco
9
Invesco
Georgia
$5.44M 351,050 -74,331 -17%
RJA
10
Raymond James & Associates
Florida
$2.92M 187,955 -13,010 -6%
Stifel Financial
11
Stifel Financial
Missouri
$2.82M 181,689 +5,823 +3%
LPL Financial
12
LPL Financial
California
$2.61M 168,076 +11,808 +8%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.36M 152,158 +7,765 +5%
SCM
14
Schnieders Capital Management
California
$1.97M 126,780 +10,400 +9%
Ameriprise
15
Ameriprise
Minnesota
$1.88M 121,065 +4,539 +4%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.81M 116,581 -5,536 -5%
IWC
17
Integrated Wealth Concepts
Massachusetts
$1.59M 102,247 -429 -0.4%
DADC
18
D.A. Davidson & Co
Montana
$1.57M 101,455 +1,719 +2%
SFS
19
Shaker Financial Services
Virginia
$1.46M 94,159 -141,168 -60%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$1.17M 75,350 +75,350 New
FAM
21
Formidable Asset Management
Ohio
$1.07M 69,220 – –
AWS
22
Atria Wealth Solutions
New York
$997K 64,302 -1,358 -2%
SDAM
23
Shulman DeMeo Asset Management
New York
$960K 61,900 -511 -0.8%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$894K 57,640 -148,507 -72%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$891K 57,416 +3,442 +6%
1
2 3 4