OTA Financial Group’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-17,026	Closed	-$229K	–	80
2022 Q3	$229K	Buy	+17,026	New	+$229K	0.2%	89
2020 Q3	–	Sell	-16,968	Closed	-$230K	–	65
2020 Q2	$230K	Sell	16,968 -16,898	-50%	-$229K	0.26%	37
2020 Q1	$424K	Buy	+33,866	New	+$424K	0.53%	30