Oxbow Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-394,409	Closed	-$6.61M	–	287
2021 Q3	$6.61M	Sell	394,409 -6,047	-2%	-$101K	0.67%	55
2021 Q2	$6.82M	Buy	400,456 +3,001	+0.8%	+$51.1K	0.71%	53
2021 Q1	$6.46M	Sell	397,455 -4,870	-1%	-$79.1K	0.79%	48
2020 Q4	$6.12M	Sell	402,325 -27,500	-6%	-$418K	0.78%	45
2020 Q3	$5.82M	Hold	429,825	–	–	0.74%	43
2020 Q2	$5.85M	Sell	429,825 -6,270	-1%	-$85.3K	0.85%	42
2020 Q1	$5.46M	Buy	436,095 +93,045	+27%	+$1.16M	0.92%	33
2019 Q4	$6.06M	Sell	343,050 -7,475	-2%	-$132K	0.7%	36
2019 Q3	$6.25M	Sell	350,525 -14,425	-4%	-$257K	0.83%	29
2019 Q2	$6.43M	Buy	364,950 +9,050	+3%	+$159K	0.77%	28
2019 Q1	$6.41M	Sell	355,900 -10,080	-3%	-$181K	0.78%	27
2018 Q4	$5.9M	Sell	365,980 -10,015	-3%	-$161K	0.79%	31
2018 Q3	$7.44M	Buy	375,995 +103,390	+38%	+$2.05M	0.9%	26
2018 Q2	$5.04M	Sell	272,605 -9,950	-4%	-$184K	0.64%	46
2018 Q1	$5.02M	Buy	282,555 +2,850	+1%	+$50.6K	1.02%	26
2017 Q4	$5.27M	Sell	279,705 -2,550	-0.9%	-$48K	0.99%	24
2017 Q3	$4.79M	Sell	282,255 -6,545	-2%	-$111K	0.91%	28
2017 Q2	$4.77M	Buy	288,800 +76,675	+36%	+$1.27M	0.84%	34
2017 Q1	$3.32M	Buy	212,125 +34,275	+19%	+$536K	0.54%	60
2016 Q4	$2.67M	Buy	+177,850	New	+$2.67M	0.33%	81