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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

103 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 39 reducing their positions, and 6 closing their positions.

Holders
103
Holders Change
+3
Holders Change %
+3%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
11
Increased
25
Reduced
39
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$10.2M
2
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$5.08M
3
SFS
3
Shaker Financial Services
Virginia
$6.73M
4
PAS
4
Park Avenue Securities
New York
$1.23M
5
LPL Financial
5
LPL Financial
California
$2.82M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$15.8M
2
Wells Fargo
2
Wells Fargo
California
$8.11M
3
Morgan Stanley
3
Morgan Stanley
New York
$26.3M
4
UBS Group
4
UBS Group
Switzerland
$6.38M
5
AA
5
AQR Arbitrage
Connecticut
$4.98M
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$1.12M 78,086 -1,829 -2%
ICM
27
Ionic Capital Management
New York
$1.04M 72,407 – –
IWC
28
Integrated Wealth Concepts
Massachusetts
$971K 67,692 -529 -0.8%
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$876K 61,078 +5,389 +10%
P
30
&Partners
Tennessee
$860K 59,958 +30,957 +107%
SDAM
31
Shulman DeMeo Asset Management
New York
$860K 59,944 -78 -0.1%
NA
32
NewEdge Advisors
Louisiana
$726K 50,625 +18,402 +57%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$695K 48,459 +10,887 +29%
Stifel Financial
34
Stifel Financial
Missouri
$688K 47,949 -16,865 -26%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$672K 46,879 -1,927 -4%
FAM
36
Formidable Asset Management
Ohio
$615K 42,422 – –
DADC
37
D.A. Davidson & Co
Montana
$608K 42,414 -370 -0.9%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$598K 41,676 -100 -0.2%
CL
39
Choreo LLC
Illinois
$569K 38,862 -1,272 -3%
DAS
40
Dynamic Advisor Solutions
Arizona
$563K 39,275 -5,738 -13%
RL
41
RPO LLC
Connecticut
$563K 39,270 – –
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$538K 37,497 -23,963 -39%
RAM
43
Readystate Asset Management
Illinois
$538K 37,514 -24,112 -39%
QC
44
Quantedge Capital
Singapore
$518K 36,100 +2,000 +6%
SC
45
Stolper & Co
Oklahoma
$509K 35,524 +2,588 +8%
SCM
46
Schnieders Capital Management
California
$463K 32,300 -500 -2%
NFG
47
Nations Financial Group
Iowa
$434K 30,249 -3,618 -11%
BRWA
48
B. Riley Wealth Advisors
Florida
$407K 28,414 +28,414 New
IFWM
49
Institute for Wealth Management
Colorado
$406K 28,315 – –
DAS
50
Diversify Advisory Services
Utah
$377K 26,241 – –
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