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Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Overview Fund Activity

103 hedge funds and large institutions have $170M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 25 increasing their positions, 39 reducing their positions, and 6 closing their positions.

Holders
103
Holders Change
+3
Holders Change %
+3%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
11
Increased
25
Reduced
39
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$10.2M
2
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$5.08M
3
SFS
3
Shaker Financial Services
Virginia
$6.73M
4
PAS
4
Park Avenue Securities
New York
$1.23M
5
LPL Financial
5
LPL Financial
California
$2.82M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$15.8M
2
Wells Fargo
2
Wells Fargo
California
$8.11M
3
Morgan Stanley
3
Morgan Stanley
New York
$26.3M
4
UBS Group
4
UBS Group
Switzerland
$6.38M
5
AA
5
AQR Arbitrage
Connecticut
$4.98M
Name Market Value Shares Shares
Change 		Shares
Change %
WS
51
Wedbush Securities
California
$368K 25,681 +131 +0.5%
LWL
52
Leo Wealth LLC
Texas
$330K 23,000 – –
Mariner
53
Mariner
Kansas
$302K 21,078 -17,497 -45%
SWP
54
Sagespring Wealth Partners
Tennessee
$301K 20,963 -1,623 -7%
SF
55
Summit Financial
New Jersey
$278K 19,000 +19,000 New
Lido Advisors
56
Lido Advisors
California
$270K 18,436 +18,436 New
MQWP
57
Morey & Quinn Wealth Partners
Nebraska
$239K 16,676 -779 -4%
Calamos Advisors
58
Calamos Advisors
Illinois
$229K 15,979 -1,390 -8%
HighTower Advisors
59
HighTower Advisors
Illinois
$229K 15,971 +15,971 New
PA
60
Pinnacle Associates
New York
$215K 15,016 -1,000 -6%
ICMP
61
Integrated Capital Management (Pennsylvania)
Pennsylvania
$208K 14,528 +467 +3%
AIS
62
Accredited Investor Services
Minnesota
$208K 14,479 -185 -1%
KWM
63
Kingsview Wealth Management
Oregon
$208K 14,473 – –
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$206K 14,341 +1,582 +12%
WA
65
Waverly Advisors
Alabama
$199K 13,867 -331 -2%
AF
66
Allworth Financial
California
$193K 13,432 +13,432 New
KAS
67
Kestra Advisory Services
Texas
$191K 13,327 +613 +5%
KFA
68
Kapstone Financial Advisors
Ohio
$182K 12,665 +12,665 New
PAS
69
PKS Advisory Services
New York
$178K 12,387 -25 -0.2%
GWM
70
Geneos Wealth Management
Colorado
$174K 12,109 -15,145 -56%
MFG
71
Merit Financial Group
Georgia
$171K 11,900 +1,259 +12%
VIPI
72
Vista Investment Partners II
Indiana
$155K 10,800 – –
WIA
73
World Investment Advisors
California
$151K 10,500 -1,000 -9%
WPA
74
Wealth Preservation Advisors
Tennessee
$117K 8,190 – –
PP
75
PFS Partners
New Jersey
$106K 7,401 +152 +2%
1 2
3
4 5