Rockefeller Capital Management
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Rockefeller Capital Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Rockefeller Capital Management’s Portfolio DIAX Stock Details DIAX Fund Activity
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Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		$231K Buy
2023
Q1 		– Sell
2022
Q4 		$63K Hold
2022
Q3 		$54K Sell
2022
Q2 		$62K Buy
2022
Q1 		$67K Hold
2021
Q4 		$72K Buy
2021
Q3 		$67K Buy
2021
Q2 		$68K Buy
2021
Q1 		$65K Buy
2020
Q4 		$16K Buy