Rivernorth Capital Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-30,764	Closed	-$518K	–	723
2021 Q3	$518K	Sell	30,764 -472,002	-94%	-$7.95M	0.03%	311
2021 Q2	$8.56M	Sell	502,766 -124,821	-20%	-$2.12M	0.49%	56
2021 Q1	$10.2M	Buy	627,587 +193,712	+45%	+$3.15M	0.61%	43
2020 Q4	$6.6M	Buy	+433,875	New	+$6.6M	0.39%	70