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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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84 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 19 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

22% more funds holding

Funds holding: 69 → 84 (+15)

5% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 19

0.93% more ownership

Funds ownership: 17.24% → 18.18% (+0.93%)

15% less capital invested

Capital invested by funds: $124M → $105M (-$18.5M)

Holders
84
Holders Change
+15
Holders Change %
+21.74%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
20
Reduced
19
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
WAM
Wolverine Asset Management
Illinois
+$2.21M
2
Morgan Stanley
Morgan Stanley
New York
+$1.56M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$1.11M
4
SFS
Shaker Financial Services
Virginia
+$919K
5
1CP
1607 Capital Partners
Virginia
+$764K

Top Sellers

Rank Fund Capital Flow
1
FAM
Formidable Asset Management
Ohio
-$1.64M
2
GC
Guggenheim Capital
Illinois
-$1.25M
3
CWM
Cornerstone Wealth Management
Missouri
-$1.19M
4
UBS Group
UBS Group
Switzerland
-$1.14M
5
RJA
Raymond James & Associates
Florida
-$497K
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
51
Geneos Wealth Management
Colorado
$100K – – –
PGWM
52
Parisi Gray Wealth Management
New Jersey
$99K – – –
AWM
53
Aevitas Wealth Management
Massachusetts
$96K – – –
PFGIA
54
Patriot Financial Group Insurance Agency
Massachusetts
$92K +$6.84K +383 +7%
SNT
55
Security National Trust
West Virginia
$48K – – –
US Bancorp
56
US Bancorp
Minnesota
$46K – – –
BWP
57
Baldwin Wealth Partners
Massachusetts
$42K – – –
PB
58
Pinnacle Bancorp
Nebraska
$35K +$39K +2,181 New
APA
59
American Portfolios Advisors
New York
$31.3K -$15.9K -890 -31%
Citigroup
60
Citigroup
New York
$30K +$321 +18 +1%
RFC
61
Regions Financial Corp
Alabama
$26K +$29.3K +1,641 New
CFA
62
Carroll Financial Associates
North Carolina
$24K – – –
NFG
63
Next Financial Group
Texas
$21K -$6.13K -343 -21%
JCM
64
Jacobi Capital Management
Pennsylvania
$18K +$19.7K +1,105 New
ASN
65
Advisory Services Network
Georgia
$16K – – –
MFW
66
Mosaic Family Wealth
Missouri
$16K – – –
CFGS
67
Concourse Financial Group Securities
Alabama
$16K +$17.9K +1,000 New
GRP
68
Global Retirement Partners
California
$15K – – –
Carson Wealth (CWM LLC)
69
Carson Wealth (CWM LLC)
Nebraska
$11K +$12.1K +675 New
DAM
70
Delta Asset Management
Tennessee
$10K – – –
MNBTD
71
Moody National Bank Trust Division
Texas
$10K – – –
SIS
72
Sound Income Strategies
Florida
$10K – – –
WAP
73
Wealthcare Advisory Partners
Pennsylvania
$10K – – –
LWM
74
Liberty Wealth Management
California
$10K +$11.5K +643 New
RFM
75
Royal Fund Management
Florida
$10K +$12K +672 New
1 2
3
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DIAX Hedge Fund Activity: Q4 2018 in Review

84 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2018, worth a combined $105M — down 15% from $124M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new DIAX positions and 7 closed out — a net gain of 15 holders — while 20 added to existing stakes and 19 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $2.21M. The largest seller was Formidable Asset Management, exiting entirely with an estimated $1.64M sold.

  • 84 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2018, up from 69 in Q3 2018.
  • Funds reported $105M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2018, down 15% quarter-over-quarter.
  • 22 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2018 and 7 closed out, a net change of +15 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2018 was Wolverine Asset Management, an estimated $2.21M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2018 was Formidable Asset Management, an estimated $1.64M sold.

Based on aggregated 13F filings for Q4 2018.