Mosaic Family Wealth’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Mosaic Family Wealth’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-1,000	Closed	-$18K	–	281
2019 Q1	$18K	Hold	1,000	–	–	0.01%	442
2018 Q4	$16K	Hold	1,000	–	–	0.01%	441
2018 Q3	$18K	Hold	1,000	–	–	0.01%	445
2018 Q2	$18K	Hold	1,000	–	–	0.01%	475
2018 Q1	$18K	Hold	1,000	–	–	0.01%	444
2017 Q4	$19K	Hold	1,000	–	–	0.01%	457
2017 Q3	$17K	Hold	1,000	–	–	0.01%	495
2017 Q2	$17K	Hold	1,000	–	–	0.01%	452
2017 Q1	$16K	Hold	1,000	–	–	0.01%	461
2016 Q4	$15K	Hold	1,000	–	–	0.01%	465
2016 Q3	$14K	Hold	1,000	–	–	0.01%	476
2016 Q2	$15K	Hold	1,000	–	–	0.01%	478
2016 Q1	$14K	Hold	1,000	–	–	0.01%	482
2015 Q4	$14K	Buy	+1,000	New	+$14.2K	0.01%	487

Other funds holding DIAX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Mosaic Family Wealth's DIAX Position: Q2 2019 in Review

Mosaic Family Wealth sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2019, closing a stake of 1,000 shares — an estimated $18K sold.

Mosaic Family Wealth first reported a position in DIAX in Q4 2015 and held it in 14 quarters. The position peaked at $19K in Q4 2017. 75 funds tracked by Wall St. Rank hold DIAX as of Q2 2019.

Mosaic Family Wealth reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2019 after selling out during the quarter.
Mosaic Family Wealth sold 1,000 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2019, an estimated $18K.
Mosaic Family Wealth first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2015 and held it in 14 quarters.
Mosaic Family Wealth's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $19K in Q4 2017.
75 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2019.

Based on Mosaic Family Wealth's 13F filing for Q2 2019, filed 12 Aug 2019.