We are live on ! Find out more
DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

Back to rankings

69 hedge funds and large institutions have $124M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $108M → $124M (+$15.5M)

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

1% more funds holding

Funds holding: 68 → 69 (+1)

1.1% more ownership

Funds ownership: 16.14% → 17.24% (+1.1%)

Holders
69
Holders Change
+1
Holders Change %
+1.47%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
20
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$3.12M
2
OA
Oxbow Advisors
Texas
+$1.98M
3
Morgan Stanley
Morgan Stanley
New York
+$1.6M
4
PAG
Private Advisor Group
New Jersey
+$1.24M
5
AAM
Advisors Asset Management
Colorado
+$734K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$1.06M
2
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$511K
3
RJA
Raymond James & Associates
Florida
-$466K
4
Wells Fargo
Wells Fargo
California
-$321K
5
CA
Calton & Associates
Florida
-$258K
Name Holding Trade Value Shares
Change 		Change in
Stake
BWP
51
Baldwin Wealth Partners
Massachusetts
$51K – – –
Citigroup
52
Citigroup
New York
$36K +$32.8K +1,710 +1,660%
NFG
53
Next Financial Group
Texas
$32K +$31.2K +1,625 New
CFA
54
Carroll Financial Associates
North Carolina
$29K +$28.8K +1,500 New
ASN
55
Advisory Services Network
Georgia
$20K – – –
GRP
56
Global Retirement Partners
California
$19K – – –
MFW
57
Mosaic Family Wealth
Missouri
$18K – – –
TC
58
Trilogy Capital
California
$17K – – –
FIA
59
FNY Investment Advisers
New York
$14K -$5.18K -270 -27%
WAP
60
Wealthcare Advisory Partners
Pennsylvania
$13K – – –
MNBTD
61
Moody National Bank Trust Division
Texas
$13K +$12.4K +648 New
DAM
62
Delta Asset Management
Tennessee
$12K – – –
SIS
63
Sound Income Strategies
Florida
$12K – – –
CFA
64
Camarda Financial Advisors
Florida
$11K +$11K +572 New
SWM
65
SeaCrest Wealth Management
New York
$10K – – –
THWM
66
Taylor Hoffman Wealth Management
Virginia
$9K +$8.95K +467 New
CCM
67
Cribstone Capital Management
Maine
$6K – – –
HS
68
Horan Securities
United States
$4K – – –
SFSIG
69
San Francisco Sentry Investment Group
California
$2K – – –
CA
70
Calton & Associates
Florida
– -$258K -13,420 Closed
PA
71
Pinnacle Associates
New York
– -$197K -10,671 Closed
NMC
72
Nine Masts Capital
Hong Kong
– -$87K -4,700 Closed
Bank of Montreal
73
Bank of Montreal
Ontario, Canada
– -$47K -2,529 Closed
CF
74
Centaurus Financial
California
– -$46K -2,500 Closed
AWA
75
Acorn Wealth Advisors
Michigan
– -$26K -1,408 Closed
1 2
3
4

DIAX Hedge Fund Activity: Q3 2018 in Review

69 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2018, worth a combined $124M — up 14% from $108M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DIAX positions and 7 closed out — a net gain of 1 holder — while 20 added to existing stakes and 18 trimmed.

The largest buyer was UBS Group, adding an estimated $3.12M. The largest seller was Invesco, cutting an estimated $1.06M.

  • 69 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2018, up from 68 in Q2 2018.
  • Funds reported $124M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2018, up 14% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2018 and 7 closed out, a net change of +1 holder.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2018 was UBS Group, an estimated $3.12M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2018 was Invesco, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2018.