Trilogy Capital’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Trilogy Capital’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-846	Closed	-$17K	–	239
2018 Q3	$17K	Hold	846	–	–	﹤0.01%	280
2018 Q2	$16K	Hold	846	–	–	﹤0.01%	269
2018 Q1	$15K	Buy	+846	New	+$15.5K	﹤0.01%	238

Other funds holding DIAX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Trilogy Capital's DIAX Position: Q4 2018 in Review

Trilogy Capital sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2018, closing a stake of 846 shares — an estimated $17K sold.

Trilogy Capital first reported a position in DIAX in Q1 2018 and held it in 3 quarters. The position peaked at $17K in Q3 2018. 84 funds tracked by Wall St. Rank hold DIAX as of Q4 2018.

Trilogy Capital reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2018 after selling out during the quarter.
Trilogy Capital sold 846 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2018, an estimated $17K.
Trilogy Capital first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2018 and held it in 3 quarters.
Trilogy Capital's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $17K in Q3 2018.
84 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2018.

Based on Trilogy Capital's 13F filing for Q4 2018, filed 15 Jan 2019.