Calton & Associates’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Calton & Associates’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-10,971	Closed	-$193K	–	346
2019 Q2	$193K	Sell	10,971 -512	-4%	-$9.03K	0.05%	269
2019 Q1	$207K	Buy	+11,483	New	+$202K	0.06%	239
2018 Q3	–	Sell	-13,420	Closed	-$258K	–	294
2018 Q2	$258K	Buy	+13,420	New	+$252K	0.08%	219
2018 Q1	–	Sell	-3,141	Closed	-$60K	–	553
2017 Q4	$60K	Buy	+3,141	New	+$56.1K	0.02%	627

Other funds holding DIAX

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Calton & Associates's DIAX Position: Q3 2019 in Review

Calton & Associates sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2019, closing a stake of 10,971 shares — an estimated $193K sold.

Calton & Associates first reported a position in DIAX in Q4 2017 and held it in 4 quarters. The position peaked at $258K in Q2 2018. 74 funds tracked by Wall St. Rank hold DIAX as of Q3 2019.

Calton & Associates reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2019 after selling out during the quarter.
Calton & Associates sold 10,971 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2019, an estimated $193K.
Calton & Associates first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2017 and held it in 4 quarters.
Calton & Associates's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $258K in Q2 2018.
74 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2019.

Based on Calton & Associates's 13F filing for Q3 2019, filed 7 Nov 2019.