SeaCrest Wealth Management’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

SeaCrest Wealth Management’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-2,033	Closed	-$31K	–	834
2022 Q2	$31K	Buy	+2,033	New	+$32.5K	﹤0.01%	1311
2019 Q2	–	Sell	-500	Closed	-$9K	–	830
2019 Q1	$9K	Hold	500	–	–	﹤0.01%	1555
2018 Q4	$8K	Hold	500	–	–	﹤0.01%	1546
2018 Q3	$10K	Hold	500	–	–	﹤0.01%	1646
2018 Q2	$9K	Hold	500	–	–	﹤0.01%	1649
2018 Q1	$9K	Sell	500 -234	-32%	-$4.29K	﹤0.01%	1612
2017 Q4	$14K	Buy	+734	New	+$13.1K	﹤0.01%	1473

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

SeaCrest Wealth Management's DIAX Position: Q3 2022 in Review

SeaCrest Wealth Management sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2022, closing a stake of 2,033 shares — an estimated $31K sold.

SeaCrest Wealth Management first reported a position in DIAX in Q4 2017 and held it in 7 quarters. The position peaked at $31K in Q2 2022. 73 funds tracked by Wall St. Rank hold DIAX as of Q3 2022.

SeaCrest Wealth Management reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2022 after selling out during the quarter.
SeaCrest Wealth Management sold 2,033 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2022, an estimated $31K.
SeaCrest Wealth Management first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2017 and held it in 7 quarters.
SeaCrest Wealth Management's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $31K in Q2 2022.
73 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2022.

Based on SeaCrest Wealth Management's 13F filing for Q3 2022, filed 15 Nov 2022.