NMC
DIAX

Nine Masts Capital’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Nine Masts Capital’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q3 		– Sell
-4,700
Closed -$87K – 314
2018
Q2 		$87K Buy
+4,700
New +$88.4K 0.02% 217

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Nine Masts Capital's DIAX Position: Q3 2018 in Review

Nine Masts Capital sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2018, closing a stake of 4,700 shares — an estimated $87K sold.

Nine Masts Capital first reported a position in DIAX in Q2 2018 and held it in 1 quarter. The position peaked at $87K in Q2 2018. 69 funds tracked by Wall St. Rank hold DIAX as of Q3 2018.

  • Nine Masts Capital reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2018 after selling out during the quarter.
  • Nine Masts Capital sold 4,700 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2018, an estimated $87K.
  • Nine Masts Capital first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q2 2018 and held it in 1 quarter.
  • Nine Masts Capital's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $87K in Q2 2018.
  • 69 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2018.

Based on Nine Masts Capital's 13F filing for Q3 2018, filed 16 Nov 2018.