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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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60 hedge funds and large institutions have $109M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 11

2.93% less ownership

Funds ownership: 21.16% → 18.23% (-2.9%)

3% less funds holding

Funds holding: 62 → 60 (-2)

9% less capital invested

Capital invested by funds: $120M → $109M (-$10.8M)

25% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 8

Holders
60
Holders Change
-2
Holders Change %
-3.23%
% of All Funds
1.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
27
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OA
Oxbow Advisors
Texas
+$1.24M
2
CIA
Capital Investment Advisors
Georgia
+$1.2M
3
Wells Fargo
Wells Fargo
California
+$1.11M
4
CRC
Curi RMB Capital
Illinois
+$907K
5
RJA
Raymond James & Associates
Florida
+$900K

Top Sellers

Rank Fund Capital Flow
1
PPA
Parametric Portfolio Associates
Washington
-$9.96M
2
KIM
Karpus Investment Management
New York
-$4.95M
3
LPL Financial
LPL Financial
California
-$4.07M
4
AAM
Advisors Asset Management
Colorado
-$1.91M
5
FAM
Formidable Asset Management
Ohio
-$1.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$32K – – –
Citigroup
52
Citigroup
New York
$21K -$35.1K -2,169 -63%
MFW
53
Mosaic Family Wealth
Missouri
$17K – – –
ASN
54
Advisory Services Network
Georgia
$17K +$16.2K +1,000 New
WA
55
WFG Advisors
Texas
$10K – – –
AIM
56
Anchor Investment Management
South Carolina
$9.91K – – –
JCM
57
Jacobi Capital Management
Pennsylvania
$9K +$9.13K +564 New
CCM
58
Cribstone Capital Management
Maine
$5K – – –
HS
59
Horan Securities
United States
$3K – – –
SFSIG
60
San Francisco Sentry Investment Group
California
$2K – – –
MA
61
MUFG Americas
New York
$2K +$32 +2 +2%
KIM
62
Karpus Investment Management
New York
– -$4.95M -316,150 Closed
FAM
63
Formidable Asset Management
Ohio
– -$1.46M -90,819 Closed
SFS
64
Shaker Financial Services
Virginia
– -$1.21M -77,027 Closed
CWM
65
Concert Wealth Management
California
– -$875K -58,195 Closed
BC
66
Brinker Capital
Pennsylvania
– -$842K -53,767 Closed
Bank of New York Mellon
67
Bank of New York Mellon
New York
– -$240K -15,316 Closed
SBIA
68
Sheaff Brock Investment Advisors
Indiana
– -$162K -10,375 Closed
TJHA
69
Thomas J. Herzfeld Advisors
Florida
– -$5K -300 Closed
1 2
3

DIAX Hedge Fund Activity: Q2 2017 in Review

60 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2017, worth a combined $109M — down 9.1% from $120M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of DIAX and 6 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 27 added.

The largest buyer was Oxbow Advisors, adding an estimated $1.24M. The largest seller was Parametric Portfolio Associates, cutting an estimated $9.96M.

  • 60 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2017, down from 62 in Q1 2017.
  • Funds reported $109M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2017, down 9.1% quarter-over-quarter.
  • 6 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2017 and 8 closed out, a net change of -2 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2017 was Oxbow Advisors, an estimated $1.24M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2017 was Parametric Portfolio Associates, an estimated $9.96M sold.

Based on aggregated 13F filings for Q2 2017.